Baseline characteristics
The baseline characteristics of the included patients are summarized in Table 1. The median age was 57 years (range 20–82) and 61% (n = 775) of these cases were male. Most of the tumors in this population were located on the left side (n = 959, 76%) and 79% of the patients (n = 998) had a moderately differentiated tumor grade. When stratified using the treatment arm, 891 (70.6%), 266 (21.0%), and 104 (8.2%) patients were treated with chemotherapy alone, chemotherapy plus anti-VEGF mAb, and chemotherapy plus anti-EGFR mAb, respectively. The median baseline CEA was 8 ng/L (interquartile range [IQR], 2–57) and the median CEA at the first evaluation was 5 ng/mL (IQR, 2–34). The median duration from the initiation of the first-line chemotherapy to the first re-evaluation was 7.57 weeks (range 1.57–12). The most commonly used chemotherapy regimens among our current study patients were FOLFIRI (folinic acid, fluorouracil, and irinotecan) in the chemotherapy only group (n = 354, 40% of 891), bevacizumab plus FOLFIRI (n = 181, 68% of 266) in the chemotherapy plus anti-VEGF antibody group, and cetuximab plus FOLFIRI (n = 86, 83% of 104) in the chemotherapy plus anti-EGFR antibody group (Supplementary Table 1). None of patients were treated with panitumumab. The number of patients who showed progressive disease at first re-evaluation was 142 (16%), 18 (6.8%), and 8 (7.7%) in chemotherapy alone, chemotherapy plus anti-VEGF mAb, and chemotherapy plus anti-EGFR mAb group, respectively.
Table 1. Baseline characteristic of included patients.
Variables
|
All patients (n = 1,261)
|
CTx alone (n = 891)
|
CTx + Anti-VEGF antibody (n = 266)
|
CTx + anti-EGFR antibody (n = 104)
|
Age, median (range)
|
57 (20-82)
|
57 (20-82)
|
56 (27-79)
|
54 (25-77)
|
Sex
|
|
|
|
|
Male
|
775 (61%)
|
555 (62%)
|
153 (58%)
|
67 (64%)
|
Female
|
486 (39%)
|
336 (38%)
|
113 (42%)
|
37 (36%)
|
Primary tumor site
|
|
|
|
|
Right
|
296 (23%)
|
202 (23%)
|
78 (29%)
|
16 (15%)
|
Left
|
959 (76%)
|
685 (77%)
|
186 (70%)
|
88 (85%)
|
Multifocal
|
2 (0.2%)
|
2 (0.2%)
|
0 (0%)
|
0 (0%)
|
Unknown
|
4 (0.3%)
|
2 (0.2%)
|
2 (0.8%)
|
0 (0%)
|
Tumor grade
|
|
|
|
|
Well differentiated
|
91 (7.2%)
|
69 (7.7%)
|
13 (4.9%)
|
9 (8.7%)
|
Moderate differentiated
|
998 (79%)
|
701 (79%)
|
213 (80%)
|
84 (81%)
|
Poorly differentiated
|
117 (9.3%)
|
79 (8.9%)
|
29 (11%)
|
9 (8.7%)
|
Unknown
|
55 (4.4%)
|
42 (4.7%)
|
11 (4.1%)
|
2 (1.9%)
|
Baseline CEA, ng/mL median (IQR)
|
8 (2, 57)
|
7(2, 44)
|
11(2, 74)
|
17(5, 170)
|
CEA at first re-staging, ng/mL, median (IQR)
|
5 (2, 34)
|
5 (2,28)
|
6 (2,44)
|
7 (3,40)
|
Progression at first re-evaluation
|
168 (13%)
|
142 (16%)
|
18 (6.8%)
|
8 (7.7%)
|
KRAS mutation
|
|
|
|
|
Wild
|
716 (57%)
|
500 (56%)
|
118 (44%)
|
98 (94%)
|
Mutant
|
436 (35%)
|
297 (33%)
|
139 (52%)
|
0 (0%)
|
Unknown
|
109 (8.6%)
|
94 (11%)
|
9 (3.4%)
|
6 (5.8%)
|
NRAS mutation
|
|
|
|
|
Wild
|
326 (26%)
|
97 (11%)
|
174 (65%)
|
55 (53%)
|
Mutant
|
15 (1.2%)
|
8 (0.9%)
|
7 (2.6%)
|
0 (0%)
|
Unknown
|
920 (73%)
|
786 (88%)
|
85 (32%)
|
49 (47%)
|
BRAF mutation
|
|
|
|
|
Wild
|
1,062 (84%)
|
733 (82%)
|
236 (89%)
|
93 (89%)
|
Mutant
|
52 (4.1%)
|
34 (3.8%)
|
16 (6.0%)
|
2 (1.9%)
|
Unknown
|
147 (12%)
|
124 (14%)
|
14 (5.3%)
|
9 (8.7%)
|
MMR status
|
|
|
|
|
proficient MMR
|
857 (68%)
|
593 (67%)
|
192 (72%)
|
72 (69%)
|
deficient MMR
|
37 (2.9%)
|
31 (3.5%)
|
4 (1.5%)
|
2 (1.9%)
|
Unknown
|
367 (29%)
|
267 (30%)
|
70 (26%)
|
30 (29%)
|
MSI
|
|
|
|
|
MSS & MSI-low
|
806 (63.9%)
|
574 (64.4%)
|
174 (65.4%)
|
58 (55.7%)
|
MSI-High
|
18 (1.4%)
|
14 (1.6%)
|
3 (1.1%)
|
1 (1.0%)
|
Unknown
|
437 (35%)
|
303 (34%)
|
89 (33%)
|
45 (43%)
|
Abbreviations: CTx, chemotherapy; MMR, mismatch repair; dMMR, deficient MMR; pMMR, proficient MMR; MSI, microsatellite instability; MSS, microsatellite stable
The dynamics of the CEA change at the first re-evaluation according to the treatment arm.
In the whole cohort, the median CEA percentage change from the baseline to the first re-evaluation was -25% in the non-PD cases and 70.9% in patients with PD (Figure 1a, P < 0.001). These values in the anti-EGFR mAb combination subgroup were -63.29% and 187.31% (Figure 1b, P <0.001), and in the chemotherapy alone and anti-VEGF combination therapy groups were -20% and 70.8%, and -29.06% and 31.19% (Figure 1c, 1d, P < 0.001 for both), respectively. Among the non-PD patients, the median CEA decrease was largest in the anti-EGFR mAb treatment group (-63.2%) compared to the chemotherapy alone (-20%) or anti-VEGF mAb groups (-29.0%; Figure 2).
Predicting the Response to the First-Line Treatment at the First Restaging using the CEA levels
Using ROC analysis, the optimal cut-off value for the CEA percentage changes to predict PD was defined for each treatment arm of our mCRC cohort. In the total population, this was estimated to be an increase of over 16.5% (AUC 77%, 95% CI 74.1-81.4; Figure 3a). The sensitivity and specificity of this cut-off value were 72.0% and 70.0%, respectively (Table 2). Patients with a CEA increase above 16.5% showed a higher probability of PD development (adjusted OR; 4.06 [95% CI 2.80-5.90], P < 0.001; Table 3). Among the patients treated with the anti-EGFR mAb combination, the optimal cut-off value was defined as an increase of over 38.9% (AUC 95.8%; Figure 3b). The sensitivity and specificity of this cut-off value for predicting PD and non-PD were 87.5% and 94.8%, respectively (Table 2). The CEA cut-off value using ROC analysis in the chemotherapy alone and anti-VEGF mAb group was shown in Figure 3c and 3d, respectively, and their sensitivities and specificities were summarized in Table 2.
Table 2. Progression prediction via the percentage change in the serum CEA level at the time of the first restaging scan in patients treated with chemotherapy alone or chemotherapy + anti VEGF antibody
Progression prediction by CEA
|
Change in CEA*, %
|
AUC#, (95% CI) %
|
Sensitivity, %
|
Specificity, %
|
Negative predictive value, %
|
All Patients
|
16.5
|
77 (74.1-81.4)
|
72.0
|
70.0
|
94.2
|
Chemotherapy only
|
16.4
|
76 (71.7-80.3)
|
72.53
|
66.62
|
92.7
|
Chemotherapy + anti-VEGF mAb
|
-32.6
|
74.5 (64.4-84.6)
|
94.4
|
48.0
|
99.2
|
Chemotherapy + anti-EGFR mAb
|
38.9
|
95.8 (89.1-100)
|
87.5
|
94.8
|
98.9
|
#AUC, Area Under the Curve; mAb, monoclonal antibody
*Change in CEA = (CEA at 1st evaluation- baseline CEA)/baseline CEA
Table 3. Univariate and multivariate regression analysis of prediction progression in the whole cohort (n=1109)
|
Univariate logistic regression
|
Multivariate logistic regression
|
|
Unadjusted ORR
|
95% CI
|
P value
|
Adjusted ORR
|
95% CI
|
P value
|
Elevated CEA changes above the cut-off value (vs those below the cut-off value*)
|
4.01
|
2.76-5.81
|
<0.001
|
4.06
|
2.80-5.90
|
<0.001
|
Age >=60 (vs < 60)
|
0.76
|
0.52-1.1
|
0.15
|
0.71
|
0.48-1.04
|
0.08
|
Primary tumor location, left (vs right)
|
0.85
|
0.57-01.28
|
0.44
|
0.90
|
0.58-1.38
|
0.62
|
BRAF mutant (vs wild type)
|
0.91
|
0.38-2.16
|
0.82
|
0.75
|
0.30-1.85
|
0.52
|
*cut off value: CEA increase equal to or more than 16.5%
Correlation between the Percentage Change in the CEA levels measured at the First Restaging and Clinical Outcomes
With the median follow-up duration of 43.0 months (95% CI 38.9 – 45.8) of surviving patients, the median PFS and OS in the whole cohort (n=1261) were 8.71 months (95% CI 8.38 – 9.21) and 29.8 months (95% CI 28.2 – 32.2), respectively. To evaluate the association between the percentage changes in the serum CEA levels and the clinical outcomes in our present mCRC series, we conducted a survival analysis and estimated these variables by stratifying the patients in each treatment arm in accordance with the cut-off value for that group. Among the total study population, 449 and 812 patients were classified as being above (CEA increase equal or more than 16.5%) and below (decreased or increased by less than 16.5%) the cut-off value, respectively. The median PFS of the patients in the whole population who were above the cut-off was 7.07 months [95% CI 6.25-7.69], and that for the cases below the cut-off value was 9.50 months [95% CI 8.94 - 9.93] (P < 0.001; Figure 4a). The median OS was 26.9 months (95% CI 23.4-30.7) and 31.7 months (95% CI 29.1-34.0) for the patients above and below this cut-off value, respectively (P < 0.001; Figure 4b).
Among the patients who had been treated with chemotherapy plus anti-EGFR mAb (n=104), 12 patients were included in the group with a CEA increase above the cut-off value (an equal to or more than 38.9% increase) and 92 cases were assigned to the opposite group (a decreased CEA or an increase of less than 38.9%). Patients in the above-the-cut-off group that had undergone an anti-EGFR mAb combination therapy showed significantly worse PFS and OS outcomes (median PFS, 2.5 months (95% CI 1.84 - NA) vs 12.0 months [95% CI 10.68-14], P < 0.0001; Figure 5a; median OS, 15.2 months [95% CI 7.29-NA] vs 70.4 months [95% CI 42.12-NA], P < 0.0001; Figure 5b).
In patients who received a chemotherapy plus anti-VEGF mAb group, no significant differences were identified between above-the-cut-off group (n = 146) and below-the-cut-off group (n = 120) in terms of the PFS (median PFS, 10.6 months [95% CI 9.44 - 11.8] vs 11.7 months [95% CI 10.42 - 13.9], P=0.11) or OS (median OS, 63 months [95% CI 37.7 – NR] vs not-reached, P = 0.11) (Supplementary figure 1). Among the patients treated with chemotherapy alone (n = 891), patients who showed a CEA change above the cut-off value (n=353) had a significantly worse PFS compared to those with below the cut-off value (n=538) (median PFS, 6.21 months [95% CI 5.49-7.07] vs 8.40 months [95% CI 8.09-8.88], P = 0.0039), but no significant differences were observed in terms of OS between these two groups (median OS, 25.4 months [95% CI 21.2-28.7] vs 27.0 months [95% CI 25.4-29.2], P = 0.35) (Supplementary figure 2).
Prognostic factor analysis
In multivariate analysis of the total study cohort, patients whose CEA level was increased over the cut-off (increased by at least 16.5%) had both a significantly worse PFS (HR 1.25, 95% CI 1.10-1.41, P <0.001) and OS (HR 1.26, 95% CI 1.07-1.47, P = 0.004) (Table 4). An age ≥ 60 years and right tumor location were not associated with a better PFS or OS. Patients harboring a BRAF mutation showed a significantly lower OS (HR 1.96, 95% CI 1.40-2.76, P < 0.001) but no significant association was found between the PFS outcomes and these mutations.
Table 4. Prognostic factor analysis for both progression free and overall survival
|
Progression free survival
|
Overall survival
|
|
Univariate analysis
|
Multivariate analysis
|
Univariate analysis
|
Multivariate analysis
|
|
HR
|
95% CI
|
P value
|
HR
|
95% CI
|
P value
|
HR
|
95% CI
|
P value
|
HR
|
95% CI
|
P value
|
Elevated CEA change above the cut-off value (vs those below the cut-off value)
|
1.25
|
1.10-1.41
|
<0.001
|
1.23
|
1.08-1.39
|
<0.001
|
1.29
|
1.10-1.51
|
<0.001
|
1.26
|
1.07-1.47
|
0.004
|
Age >=60 (vs < 60)
|
1.07
|
0.94-1.20
|
0.26
|
1.05
|
0.93-1.18
|
0.41
|
1.07
|
0.91-1.25
|
0.39
|
1.04
|
0.89-1.22
|
0.55
|
Primary tumor location, left (vs right)
|
0.86
|
0.75-0.99
|
0.04
|
0.90
|
0.78-1.04
|
0.16
|
0.77
|
0.64-0.93
|
0.006
|
0.82
|
0.68-0.99
|
0.04
|
BRAF mutant (vs wild type)
|
1.34
|
1.01-1.78
|
0.03
|
1.31
|
0.99-1.73
|
0.056
|
2.05
|
1.46-2.88
|
<0.001
|
1.96
|
1.40-2.76
|
<0.001
|
Abbreviations: HR, Hazard ratio; CI, Confidential Interval