3.1 AIE behaviors of Sudan dyes in solid state
As the AIE mechanism of Sudan I in solution has already been revealed by Yoon et al. [34], the AIE behaviors of Sudan I and its analogue Sudan II in solution state were not repeatedly examined. Instead, the FFSFS of Sudan I and II in pure solid state were first scanned. As presented in Fig. 2 and Fig. 3, both the two dyes showed unusual broad-band fluorescence excitations which can be observed in the whole tested range (λex = 250–600 nm). As the maximal λem remains constant at ca. 600 nm, the synchronous fluorescent contour plots display a regular shape of long strip, with the Δλ ranging from 30 to 300 nm. Conventional fluorophores are generally non-fluorescent in solid state, known as ACQ. However, Sudan I and II show relatively strong fluorescence in their solid state. Actually, it has been confirmed by Yoon et al. that Sudan I has a typical AIE behavior [34]. They found o-phenylazonaphthol compounds had a higher fluorescence intensity in their solid states than in solution states. Owning the same o-phenylazonaphthol skeleton as Sudan I, Sudan II exhibits a similar AIE behavior in solid state. The locations of the fluorescent bands are analogous to those of Sudan I. However, its fluorescence is significantly stronger than that of Sudan I (ca. 2-folds as Sudan I at maximal λex). Except the fluorescence quantum yield, another slight difference exists in their contour plots. For Sudan I, the relatively shorter wavelength excitations (λex = 300–400 nm and Δλ = 200–300 nm) yield much stronger emission than the longer ones (λex = 500–600 nm and Δλ = 30–100 nm). However, for Sudan II, the above-mentioned two ranges show parallel intensities. Such difference between the two dyes gives the result that Sudan II is even more intensive by long wavelength excitation. This difference may provide the feasibility to distinguish Sudan I and II in chili powders. The relationship between such spectral distinction and the structural difference existing between the two dyes, i.e., two substituted methyl moieties in o-phenylazonaphthol skeleton of Sudan II, needs further investigation.
The AIE mechanism of Sudan I and II in solid state can be the restriction of intramolecular motions (RIM) [38]. In a typical ACQ process, the strong π–π stacking interactions between the fluorophores normally results in the fluorescence quenching. While in AIE, the RIM blocks the non-radiative route and re-opens the radiative gate [38]. The large Stokes shift (Δλ = 200–300 nm) indicates the formation of intramolecular hydrogen bonds and the consequent excited state intramolecular proton transfer (ESIPT) which lowers the energy of excited state and increases the energy loss between the excitation and the emission [39].
Except the spectral difference between Sudan I and II, another physical difference was found. Drying method showed that the commercial Sudan I used in this work had ca. 30% moisture. While after the loss of 30% moisture by drying treatment, the fluorescent intensity of Sudan I nearly doubled, indicating that the moisture does not only decrease the fluorescence solely by the occupation of weight. Besides, Sudan I with higher moisture tended to suffer from larger measurement errors. Therefore, it was dried at 105 ºC for 8 h and kept in a desiccator prior to use in the present study.
The FFSFS properties of Sudan III and IV in solid state were also tested. It is interesting that they have no fluorescence emission in the tested range. Compared with Sudan I and II, Sudan III and IV possess an additional phenylazo moiety (Fig. 1). The reason why Sudan III and IV do not show an AIE behavior in solid state may be related to the ineffective RIM process and the following π–π stacking interactions due to the second phenylazo moiety, which deserves further investigation.
3.2 AIE behaviors of Sudan dyes in solid solutions
To further investigate the AIE behaviors of Sudan I and II in solid solutions, their dilutions in a fluorescent inert reagent BaSO4 were prepared. Sudan I and II again exhibit different trends with the increase of concentration. As illustrated in Fig. 2, the noticeable characteristic emissions of Sudan I appear in the spectra when the concentration increases to 1%, and then gradually strengthens along with the further increase of concentration. However, such increase is not linear with the concentration. Besides, the long wavelength excitation centered at λex = 560 nm and Δλ = 40 nm is more obvious than the shorter ones. This is opposite to the observation of pure Sudan I in solid state, indicating the intermolecular distance has different effects on the short and long wavelength excitations in Sudan I’s AIE. On the other hand, the situation is different for Sudan II (Fig. 3). The relatively shorter wavelength excitations (λex = 300–400 nm and Δλ = 200–300 nm) and the longer ones (λex = 550–600 nm and Δλ = 30–100 nm) emerge together when the concentration increases to 0.5% and then become stronger simultaneously. Once again, compared with Sudan I, Sudan II shows higher intensity at the same concentration and is easier to identify at lower concentrations.
3.3 FFSFS properties of chili powders
The FFSFS properties of chili powders were then investigated. The moisture and particle size were found to play important roles on the FFSFS intensity and measurement error. To enlarge the sensitivity and to reduce the error as much as possible, chili powders were oven-dried and sieved to yield dried fine powders. All the collected chili powers show similar overall shape in total synchronous fluorescence spectra, but the intensities of different bands can vary. Figure 4a-4c present the typical contour maps of three brands of chili powders. An obvious fluorescence peak appears at λex = 420 nm and Δλ = 260 nm which should be ascribed to the low quantity of chlorophyll [12, 40]. Meanwhile, there are strong fluorescence emissions above λex 500 nm in the Δλ range of 30–150 nm. These composite emissions can be attributed to the carotenoids such as capsanthin, a natural pigment in chili pepper [40]. Owing to natural variation, these natural compounds show different profiles, making the red color of sample varying from pale to deep [40]. Nevertheless, all the fluorescence emissions of these natural components in chili powder are distinct from those of Sudan dyes without severe overlap.
The general tendency in total synchronous FFFS spectra of increasing concentrations of Sudan I or II in chili powders is analogous to that in BaSO4. When the concentrations are higher than 1%, the characteristic bands of Sudan dyes can be easily discerned even by the naked eye (Fig. 4d and 4e). Slight differences can be observed for Sudan I and II at the same Δλ, making the samples adulterated with the two dyes distinguishable.
3.4 Qualitative discrimination by PCA–LDA
To reduce the dimensionality of spectral data and to visualize the fluorescent fingerprints more clearly, PCA was first applied to the synchronous fluorescence spectral data. As only a simple algorithm was employed in this work, the influence of Δλ on the discrimination was carefully examined. After optimization, the selected Δλ for qualitative discrimination is 180 nm, while the optimal spectral data pretreatment method is smoothing by the Savitzky and Golay method followed by 1st derivative preprocess. Figure 5a shows the obtained two dimensional PCA score plot. The first two principal components account for 89.3% of the original variance. In this plot, a portion of the chili powders adulterated with 0.1–5% Sudan II are preliminarily separated from others while most of the chili powders adulterated with Sudan I are severely overlapped with the unadulterated ones, especially for certain brands of sample at lower adulterant concentrations.
As PCA is an unsupervised pattern recognition method, the discrimination task was then executed by the unsupervised LDA based on the obtained PCA scores. As can be seen from Fig. 5b, the three classes are completely isolated from each other. The sensitivity and specificity in all the cross- and external validation are 100%, i.e., no mis-classification has been made.
3.5 Quantitative prediction by PLSR
After the qualitative discrimination by PCA–LDA, the concentration of the adulterated Sudan I or II in chili powder was determined by PLSR. The optimal data pretreatment is smoothing by the Savitzky and Golay method followed by normalization, and different Δλ is selected for Sudan I and II. Table 1 shows the PLSR parameters in calibration, cross-validation and external validation. The R2 values are in the range of 0.963–0.987, and all the RMSE are no more than 0.4%. The REP are 15.2% and 11.6% for Sudan I and II, respectively. The corresponding RPD are 6.8 and 9.1, respectively. Although limited to the high concentration range, these results are acceptable, demonstrating that this simple algorithm is competent for the rough estimation of Sudan I or II at relatively high concentrations.
Table 1
PLSR statistics for determination of Sudan I and II (0.1 − 5%, w%) in chili powders using front-face synchronous fluorescence spectra at the optimal Δλ with λex from 250 to 600 nm (the variable number is 351).
parameter | Sudan I | Sudan II |
Δλ (nm) | 80 | 230 |
No. of LVa | 7 | 3 |
R2cb | 0.973 | 0.982 |
RMSECc | 0.27 | 0.23 |
R2cvfd | 0.963 | 0.979 |
RMSECVfe | 0.32 | 0.25 |
R2cv5f | 0.968 | 0.980 |
RMSECV5g | 0.30 | 0.25 |
R2ph | 0.977 | 0.987 |
RMSEPi | 0.26 | 0.19 |
REP (%)j | 15.2 | 11.6 |
prediction bias | 0.05 | 0.06 |
SEPk | 0.26 | 0.18 |
RPDl | 6.8 | 9.1 |
a No. of LV, number of latent variables. |
b R2c, determination coefficient of calibration. |
c RMSEC, root mean square error of calibration. |
d R2cvf, determination coefficient of full cross-validation. |
e RMSECVf, root mean square error of full cross-validation. |
f R2cv5, determination coefficient of 5-fold cross-validation. |
g RMSECV5, root mean square error of 5-fold cross-validation. |
h R2p, determination coefficient of prediction. |
i RMSEP, root mean square error of prediction. |
j REP (%), relative error of prediction. |
k SEP, standard error of prediction. |
l RPD, ratio of the SD of reference values to RMSEP. |
The PLSR prediction result of Sudan I is not as good as that of Sudan II, with smaller R2 and RPD but larger RMSE and REP. As can be seen from Fig. 6, relatively large errors are presented in both low (0.1–0.5%) and high (1–5%) concentration levels. Such result should be highly related to the difference in fluorescence quantum yield between the two dyes. The fluorescent intensity of Sudan II is ca. 5-fold as that of Sudan I at the same concentration under the optimal conditions. The relatively lower fluorescence quantum yield of Sudan I makes the measurement hard to be sensitive and precise. Besides, as aforementioned, Sudan I may contain a portion of moisture which could significantly decrease its FFSFS intensity and enlarge the measurement error. Although all the samples were dried prior to test, owing to the presence of Sudan I, the moisture in the tested samples could not be strictly controlled to the same level. This may be the secondary reason for the inferior result of Sudan I.
The R2 and RMSE values of the present models are comparable with those of vibrational spectroscopic methods such as NIR and Raman [28]. Though still not that good as the second-order calibration, the proposed method is competitive compared with the first-order calibration reported by Monago-Maraña et al. [31]. Furthermore, both qualitative and quantitative analyses toward two Sudan dyes are demonstrated to be feasible. However, restricted by the AIE mechanism and low fluorescence quantum yield of Sudan dyes, the proposed method can only be used as a preliminary screening method for chili powders of large quantity adulteration.
In real applications, the concerns about how the detection can be affected by the presence of other compounds/contaminants existing in real-world samples should be addressed. Thanks to the high selectivity of fluorescence spectroscopy with the further enhanced specificity in solid state, the AIE ineffective Sudan III and IV do not make any interference to the detection of Sudan I or II, similarly are other non-fluorescent co-existing compounds/contaminants. Several fluorescent components in chili powders, including chlorophyll and capsanthin, have also been confirmed to be non-interfering. Besides, the experiments have also been performed in numerous replicates in different days, months and seasons. The results showed that the repeatability and reproducibility RSDs were all no more than 15%. Thus the detection is not significantly affected by variations in environmental temperature and humidity, both of which are likely to vary substantially in broadly applicable screening methods. Of course, the samples need to be dried and sieved prior to test to enhance the sensitivity and decrease the measurement error. Finally, as the FFSFS spectra of Sudan I and II may resemble each other in the same region at different concentrations, the simultaneous analysis of the co-existed Sudan I and II in chili powders by the presented tactic is a great challenge and is not achieved in the present study.