To be, or not to be coordinated by a cation
To identify the chemical role of M+ during CO2RR, we first investigate atomic details of the catalyst–electrolyte interface using density functional theory in classical explicit solvent (DFT-CES) simulation31. This method offers an accurate description of the electrified interface at a balanced computational cost, by mean-field coupling of a quantum mechanical description on the catalyst surface with a molecular dynamics description on the liquid structure of the electrolyte phase25. Compared with the AIMD simulation, often used for modeling the electrochemical interfaces, the DFT-CES enables to investigate electrolyte phase dynamics with many more atoms over a more extended time-scale; multi-thousands of atoms over a few nanoseconds using the DFT-CES vs. multi-hundreds of atoms over a few picoseconds using the AIMD13,32−35. The availability of simulations at full length- and time-scales is critical to unbiasedly confirm the possible coordinating ability of electrolyte constituents to the intermediate species, since it can provide full equilibrium-dynamic structure of electrolyte phase without influence of initial conditions. Most importantly, we note that the DFT-CES succeeded in unraveling the atomic origin of the famous camel-shaped behavior of the EDL capacitance, confirming its accuracy in describing the EDL structural details25.
Using DFT-CES simulations, we investigate the cation-coordinating ability of 28 possible intermediate species that can be formed during the reaction paths of CO2RR (Fig. 1 and Supplementary Fig. 1); a path to form CO (Fig. 1b; blue), CH4 (Fig. 1c, green), and C2H4 via a C–C coupling step (Fig. 1d, red). Cu(100) surface, known to be active for C–C coupling reactions36, was chosen as the model catalyst surface for CH4 and C2H4 formation paths, as well as Ag(111) surface for CO formation path. At two different potentials of − 0.5 V vs. standard hydrogen electrode (SHE) for the potential at point of zero charge (EPZC) and − 1.0 VSHE for the interface charge of − 18 µC cm− 2 (Supplementary Fig. 2), DFT-CES simulations identified 6 intermediate species—*CO2, *COOH, *CHO, *OCCO, *OCCOH, and *HOCCOH—to be coordinated by a cation; herein K+ (Fig. 1a and Supplementary Figs. 3–5).
After constructing reaction paths with explicitly specifying the cation-coordinated intermediate species (as illustrated in Fig. 1b–d), we calculated the reaction free energy profile of each reaction path as shown in Fig. 2a–c (Supplementary Figs. 6 and 7 for all intermediates; see Supplementary Note 1 for the computational details). Full reaction free energy profiles suggest the kinetics of CO, CH4, and C2H4 formations, to be respectively controlled by the RDSs of
* + CO2 + M+ + e− → *COO−∙∙∙M+ (R1)
*CO + H+ + e− → *COH (R2)
*2CO + M+ + e− → *OCCO− ‧‧‧M+ (R3)
Here, the (R2) is usually termed a PCET, and thus in an analogical sense, the (R1) and (R3) can be termed a CCET.
The proposed RDSs corroborate previous experiments. Previous studies demonstrated a strong dependence of CO formation or C–C coupling rates on the cation identity, i.e., cation effect14,15,37,16,38. Also, Monteiro et al. showed a lack of CO2RR activity to CO without M+, which initiated an intensive discussion about the possibility of CCET13. In addition, Chan and coworkers investigated the kinetic importance of a proton activity using pH control experiments12,36. They found that the pH variation significantly changes the CH4 production rate36, while the CO and C2H4 production rates are nearly unchanged on a SHE potential scale12,36. (R1) and (R3) infer a critical role of M+ in the kinetics of CO and C2H4 formation paths, and (R2) shows the kinetic importance of pH in the CH4 formation path.
Nature of cation-coupled electron transfer
Although the CCET is named after the PCET, there is a caveat to understand the nature of CCET in parallel to the PCET. Since cations other than a proton are much heavier than an electron, nonadiabatic effect can no longer play a role in determining the transfer rate39. Rather than, it is more reasonable to consider a Born-Oppenheimer-type picture, where an electron is adiabatically transferred to the intermediate species along the reaction coordinate for the cation-coupling.
Analysis of electronic response of the catalyst–adsorbate system during DFT-CES iterations provides valuable insight on the nature of CCET, which is indeed an adiabatic response of the electron density upon the electrolyte structure change. Figure 2d shows the change of cation coordination number (CN) to the key intermediate species of *CO2 and *OCCO, and the change of their partial charges. We find no cation-coupling at the 0th iteration step, but the electron density between the metal and the adsorbate is redistributed during iterations, which enables the cation-coupling (Fig. 2e and Supplementary Fig. 8). Projected density of states (PDOS) shows that the lowest unoccupied molecular orbital (LUMO) of the adsorbate is downshifted after the cation-coupling due to the field generated by the cation (Supplementary Fig. 9). This increases the electronic occupation of LUMO40, which partially reduces the adsorbate species (Fig. 2f), yielding the partial charges of *CO2 and *OCCO to be − 0.7 and − 0.9, respectively.
The entire electron density redistribution, which is associated with the adiabatic reaction coordinate not only for the cation-coupling but for the adsorbate-binding40, can be conceptualized in two different pictures; either an “electronic polarization” or an “electron transfer” from metal to adsorbate. For the *CO2 case, the former concept implies an absence of ET at the RDS;
* + CO2 + M+ → *CO2∙∙∙M+ (R1’)
which is followed by a subsequent fast ET40. Electrostatically, the polarization induces a dipole that can be stabilized by an external field. Thus, the “field effect” perspective, suggested by Chan group16,17,22,23, can be further elaborated by identifying the atomic structural details of the cation that generates the field to stabilize the dipole induced at the metal-intermediate interface.
On the other hand, the latter concept of “electron transfer” literally implies that the intermediate such as *CO2 should be reduced into *CO2− at the final stage of the adiabatic reaction path of adsorption and cation-coupling, i.e., (R1) becomes an appropriate expression for the RDS. Although this is similar to what is suggested by Koper group13, they illustrated a stepwise path of reductive adsorption and cation-coupling. The ET perspective can be further supported by the intermediate partial charge close to − 1, and the PDOS demonstrating an electron-filling to the downshifted LUMO after the cation-coupling. However, strictly speaking, electrons exist as a cloud of indistinguishable quantum-mechanical particles. Consequently, the distinction between “polarization” and “transfer” depends on a hypothetical partitioning of the electron density in space, and both are the same phenomenon if there is a significant electronic overlap between the metal and the adsorbate41. Thus, there is no fundamental difference between “(R1’) + fast ET” and “(R1)”, but they are two different viewpoints on the same phenomenon; the former stems from more continuum-level and electrostatic perspective, while the latter stems from more atomic-level and charge-transfer perspective.
Cation concentration dependent Nernstian shifts
To elucidate the proposed CCET mechanism, we investigated CO2-to-CO conversion on the polycrystalline Ag electrode in various concentrations of KOH electrolytes (0.01–10 M) using a flow cell reactor (see Methods, Supplementary Figs. 10 and 11). The CO2RR polarization results are provided in Fig. 3a–c (with respect to different reference potential scales; Supplementary Fig. 12 for the Faradaic efficiency (FE)). On both SHE (Fig. 3a) and reversible hydrogen electrode (RHE, Fig. 3b) scales, a partial current density of CO (jCO) shows considerable deviations in their polarization curves and is promoted as the KOH concentration increases. The departure of jCO curves in SHE and RHE scales implies that CO2RR kinetics does not simply depend on the electrode potential (i.e., * + CO2 + e− → *CO2−), nor does its RDS accompanies the PCET step (i.e., * + CO2 + H+ + e− → *COOH), reasonably leading us to account for K+-coupled mechanism in their RDSs on the basis of our simulation results.
Hence, we re-plotted the polarization curves with respect to an alkali metal cation concentration-corrected electrode (ACE) scale (Fig. 3c), defined here as EACE = ESHE − 0.059 × log[M+], where [M+] denotes a bulk cation concentration42. This plot identifies a collapse of the jCO polarization curves independent of the KOH electrolyte concentration, corresponding to a Nernstian potential shift of ca. 60 mV per log[K+] on the SHE scale. An identical trend was also confirmed in 0.01 M KOH + 0–0.495 M K2CO3 electrolytes (Supplementary Figs. 13 and 14), in which only the K+ concentration was varied but electrolyte pH was almost untouched (Supplementary Fig. 15). With a Tafel slope of 120–130 mV dec− 1 for the jCO, the results support that the RDS for CO formation path is the first ET step involving the K+-coupling, i.e., (R1). Notably, the collapse of jCO curves in the ACE scale is not a singular event that occurs limitedly on Ag electrode in the alkaline electrolyte (Supplementary Fig. 16), but can also be found in other representative electrodes for efficient CO production, e.g., Au and NiNC (Supplementary Figs. 17–20).
Afterwards, the C2H4 formation path, which was also predicted to follow the CCET step, was investigated. Herein, instead of the CO2RR, CO reduction reaction (CORR) was chosen as a model reaction for clearer reaction kinetic studies on a polycrystalline Cu electrode (Supplementary Fig. 21; see Supplementary Note 2 and Supplementary Figs. 22–25 for CO2RR on the Cu electrode). CORR was also performed in various electrolytes having different pHs and K+ concentrations, i.e., 0.5–5 M KOH (Fig. 3d–i) and 0.5 M KOH with 0.25/2.25 M K2CO3 (Supplementary Figs. 26 and 27), and the partial current density of ethylene (jC2H4) was plotted with respect to the SHE, RHE, and ACE scales. As the jCO trend, the results exhibited a collapse of the jC2H4 curves on the ACE scale, but marked departures on the SHE and RHE scales, with a Tafel slope of ca. 120 mV dec− 1 (Fig. 3d–f). Therefore, RDS for the C2H4 formation of CORR is also identified as the first ET step coupled with one K+ transfer, i.e., (R3).
On the other hand, the partial current densities of CH4 (jCH4), measured by CORR on the Cu electrode, are collapsed on the RHE scale, but considerable deviations can be seen on the SHE and ACE scales (Fig. 3g–i). Their Tafel slopes are ca. 120 mV dec− 1, indicating that RDS of the CH4 formation from CORR is the first ET step via PCET, i.e., (R2). Therefore, our experimental findings for all CO, C2H4, and CH4 formation paths greatly support the DFT-CES predictions that the two formers accompany the CCET while the latter does the PCET in their RDSs.
Cation effect as a local colligative property
Besides the electrolyte pHs and K+ concentrations, CO2RR activity or selectivity is known to be affected by the M+ identity, i.e., a cation effect14,15. The M+-dependent CO2RR activity was also reproduced in our experiments, performed on Ag (Supplementary Fig. 28) and Cu (Supplementary Fig. 24) electrodes. They show activity trend of Cs+ > Rb+ > K+ > Na+ > Li+ for CO and C2H4 formations but opposite trend for CH4 formation. An identical trend was also found for CORR on Cu electrode (Supplementary Fig. 29).
Cation-dependent activity change could be ascribed to the different intermediate stabilization ability of different M+ at the RDS, where the cation is coupled. However, the larger cation has a longer coordination distance, when it develops an inner-sphere interaction with the negatively charged intermediate (e.g., *COO− or *OCCO−), resulting in a less coulombic stabilization of the intermediate13, and thus predicting an activity trend opposite to that of the experiment.
Instead, reaction kinetic study, which can provide definite evidence on reaction mechanism43, unravels that different CO or C2H4 production rates depending on the M+ identity (and its bulk concentration) are primarily attributed to different local cation concentrations at the interface, supporting the previous computation-based claim16,17. Considering that the CCET steps of (R1) and (R3) govern overall CO and C2H4 production rates, respectively, the Butler-Volmer kinetics at large cathodic overpotentials yield
\({j}_{\text{C}\text{O}}={n}_{1}F{k}_{1}{P}_{{\text{C}\text{O}}_{2}}{C}_{{\text{M}}^{+}}{e}^{-{\alpha }_{\text{c}}F\left({E-{E}^{{0}^{\text{'}}}}_{\left(\text{R}1\right)}\right)/RT}\) (Eq. 1)
\({j}_{\text{C}2\text{H}4}={n}_{2}F{k}_{2}{P}_{\text{C}\text{O}}^{2}{C}_{{\text{M}}^{+}}{e}^{-{\alpha }_{\text{c}}F\left({E-{E}^{{0}^{\text{'}}}}_{\left(\text{R}3\right)}\right)/RT}\) (Eq. 2)
where \(F\), \(R\), and \(T\) are the Faraday constant, gas constant, and temperature, respectively. \({n}_{1\left(2\right)}\) and \({k}_{1\left(2\right)}\) are the number of electrons and rate constant involved in the CO2-to-CO (or CO-to-C2H4) conversion reaction, respectively, and\({P}_{{\text{C}\text{O}}_{2}\left(\text{C}\text{O}\right)}\) denotes the CO2 (CO) partial pressure. \({{E}^{{0}^{\text{'}}}}_{\left(\text{R}1\right)}\) and \({{E}^{{0}^{\text{'}}}}_{\left(\text{R}3\right)}\) are the formal reduction potential of the elementary step (R1) and (R3), respectively, and \({\alpha }_{\text{c}}\) is the cathodic charge transfer coefficient.
According to the equations, the reaction rates are determined by the local cation concentration at the interface, \({C}_{{\text{M}}^{+}}\). Unfortunately, this parameter is not straightforwardly measurable or even defined44,45. Instead, it can be reasonably hypothesized that the excess cations at the EDL45, which locates there to screen the electrode surface charge, will involve in the CCET reaction. If this assumption is true, the CO and C2H4 production rates should show the first-order reaction kinetics on the electrode surface charge density (|σ|) at the same \({P}_{{\text{C}\text{O}}_{2}\left(\text{C}\text{O}\right)}\) and E on the SHE scale, because \({C}_{{\text{M}}^{+}}\) will be equal to or (at least) proportional to the |σ|.45
The |σ| at a certain potential (\({E}^{\text{'}}\)) can be estimated by integrating differential capacitance (Cdiff) from the EPZC (Supplementary Fig. 30), using the following Eq. 46.
|σ| \(=\left|{\int }_{{E}_{\text{P}\text{Z}\text{C}}}^{{E}^{\text{'}}}{C}_{\text{d}\text{i}\text{f}\text{f}} \text{d}E\right|\). (Eq. 3).
The staircase potentio electrochemical impedance spectroscopy (SPEIS) reveals magnified Cdiff values as [M+] increases or cation size becomes larger (Supplementary Figs. 31 and 32), consequently leading to a wide |σ| range, 0.001–0.304 mC cm− 2 at − 1.3 VSHE for Ag electrode and 0.082–0.447 mC cm− 2 at − 1.4 VSHE for Cu electrode. A correlation between |σ| and [M+] identifies that |σ| is proportional to [M+]0.5 (Fig. 4a). This unveils the relation between local and bulk cation concentrations as \({C}_{{\text{M}}^{+}}\) ∝ [M+]0.5, which agrees with the simple prediction using the Gouy-Chapman theory47. Notably, their relationship greatly rationalizes the collapse of kinetically described jCO or jC2H4 upon thermodynamically (or Nernstianly) M+ concentration-corrected potential (i.e., ACE) scale as shown in Fig. 3 (see Supplementary Note 3 for detailed discussion), inferring their RDS to be involved with the CCET path.
More evidently, both a correlation plot between jCO and |σ| at − 1.3 VSHE and that between jC2H4 and |σ| at − 1.4 VSHE show a slope of unity in the logarithmic scale (Fig. 4b,c). The first-order kinetics of jCO and jC2H4 on |σ| clearly demonstrates our mechanism again that their RDSs accompany the CCET step, i.e., (R1) and (R3). Considering that data gathered with various M+ identities locates on the linear correlation curve of jCO/C2H4 and |σ|, which was plotted from all other control experiments, the result implies that physical variables defined in Eq. (1) or (2) are nearly the same for different cation identities, but the change in \({C}_{{\text{M}}^{+}}\) mostly ascribes the change in jCO and jC2H4. This enables us to conclude the cation effect on CO and C2H4 formations to be a local colligative effect—the local concentration matters and thereby higher local concentration of Cs+ than Li+ yields higher activity.
Tuning the local cation concentration for enhanced C–C coupling
On the basis of above understandings, it can now be rationalized why great C2H4 productions have been exclusively reported so far with highly concentrated MOH electrolytes (> 1 M)6,26,29. At the same potential on the SHE scale, high pH electrolyte is not only beneficial for suppressing proton activity and consequent PCET pathways (e.g., methane and H2 formation), but also induces high \({C}_{{\text{M}}^{+}}\) at the interface, which is indispensable for stabilizing *OCCO− intermediate and thereby lowering energy cost for the C–C coupling step.
More interestingly, we can further provide a clue to a fundamental origin of modulated CO2RR activity and selectivity in the presence of ionomer at the interface, highlighted very recently with boosted C2H4 and other C2 product formations on the Nafion-coated electrode6,26−30. In literature, these empirical findings have been deemed as a result from either high local pH (induced by accumulation of OH− ions at the electrode–ionomer interface) and consequent high CO2 concentration or better mass transport of ionic species. Similarly, we also found 1.6 times higher jC2H4 (0.59 mA cm− 2 at − 1.4 VSHE) on Nafion-coated Cu electrode during CORR (and CO2RR, Supplementary Fig. 33) in a 5 M KOH electrolyte than that on bare Cu electrode (Fig. 5a and Supplementary Fig. 34). Also, as shown in Fig. 5b, their SPEIS results verified a significantly tuned Cdiff value (~ 2 mF cm− 2) on the Nafion-coated electrode, which was ca. 1.6 times larger than that on the bare electrode (~ 1.2 mF cm− 2). Surprisingly, the jC2H4 and estimated |σ| values for the Nafion-coated electrode lie exactly on a previous trend line in Fig. 4c made upon the bare Cu electrode, unveiling that fundamental origin of the boosted C2H4 production with Nafion ionomer is due to an effective accumulation of excess cations at the electrode interface and a consequent promotion of (R3) via the CCET pathway (Fig. 5c).