Higher AD risk and progression necessitates a more focused preventive approach in women. Results of the use of HRT for the prevention of cognitive decline have been inconsistent (15), or even harmful (16). Here we demonstrate that APOE genotype and the age of HRT initiation are important modulators of the effect of HRT intervention on cognitive function and cognition-related brain volumes and can explain some of the discrepant outcomes. We report that APOE4 women are most responsive to HRT. APOE4 HRT users had larger entorhinal cortex and amygdala volumes compared to APOE4-non-HRT users and scored higher in the RBANS delayed memory index. We also importantly show that the earlier the age of HRT initiation, the larger the hippocampus volume, an association only observed in APOE4 women. To our knowledge, this is the first study which demonstrates that HRT can have a beneficial effect on a range of cognitive function tests and cognition-related regional brain volumes in APOE4 women.
In non HRT users, APOE4 carriers had a 3% lower delayed memory index score than non-APOE4 (table2). This result is consistent with literature showing that delayed and immediate memory are lower in at-risk APOE4 women (27, 46, 47). HRT was found to influence cognition in an APOE dependent manner. The use of HRT in APOE4 women was associated with a 10% higher delayed memory scores. A recent meta-analysis of 23 RCTs showed no impact of HRT on delayed memory scores, even at younger age (<60 years), with an overall negative effect on global cognition. However, no sub-group analysis according to APOE genotype was carried out (18).
There is limited evidence of a positive effect of HRT on cognitive tests and cognition related brain region in APOE4 carriers. In a sub-group analysis of the WHIMS RCT based on APOE genotype, a significant APOE x HRT interaction on the change in modified mini-mental status examination (3MSE) scores was observed, with the beneficial effect being exclusive to the homozygous APOE4 carriers (48). However, the analysis did not expand to include other cognitive tests or MRI findings (48). In a UK Biobank analysis (age=40-69 years), early HRT use was associated with less evident brain ageing in APOE4 carriers only (31). In a small 2007 cross-sectional study, HRT use (n= 83) was associated with larger hippocampal volume in APOE4 (n=15) compared to APOE3 carriers (49).
Consistent with our cognitive data, APOE4 HRT users had 6-10% larger right and left entorhinal and right and left amygdala volumes. Both the entorhinal cortex and amygdala play an important role in cognition, with the entorhinal cortex being one of the first regions to be affected by AD-related pathological changes (50), independent of ageing-related pathology (51). These changes were even seen earlier in the entorhinal cortex than in hippocampus (52). Consequently, reduction in entorhinal volume was considered as a better predictor than hippocampus volumes in the conversion from MCI to AD (53). In APOE4 carriers, smaller entorhinal volume in normal cognition (54) and with cognitive decline (55) have been observed. In the current study, no overall effect of APOE genotype on the entorhinal volume was evident. This is in line with previous studies which showed that at baseline there was no differences in entorhinal volumes according to APOE genotype (56), however the rate of atrophy increases more with time in APOE4 carriers, specifically in females (57).
Here we show that APOE genotype status influences the response to HRT, with larger entorhinal volume observed in APOE4 carriers than non-carriers. The effect of HRT on cognition-related brain regions generally showed conflicting results (58, 59). To our knowledge, only one study has showed that long term HRT use was associated with larger hippocampus volume in APOE4 carriers compared to APOE3, with associated higher N-acetylaspartate a neuronal metabolic marker. However, no changes in cognitive test scores were observed (49). In addition, in EPAD we also observed that HRT use (for on average of 8 years) is associated with a differential effect on the amygdala with higher volumes only in APOE4 carriers.
The amygdala plays an important role in cognition and emotion, which are inextricably linked (60). In a recent meta-analysis, the volume of the hippocampus, parahippocampus and amygdala were smaller in 2262 MCI patients compared to controls, (61). Indeed, distinct amygdala radiomic features were able to distinguish between 97 AD patients, 53 MCI patients and 45 normal controls, showing that microstructural changes in the amygdala can occur early during the course of AD (62). In MCI participants, amygdala volume was positively associated with the change in MOCA, MMSE and RAVLT memory scores after 24 months of follow up (63). The impact of APOE genotype and HRT use on amygdala volume is almost unknown. In one cross sectional study, APOE4 women with MCI had smaller amygdala volume compared to APOE4 men, an effect which was dependent on the number of APOE4 alleles (27). Taken together, we show here that amygdala, together with the entorhinal cortex can benefit from HRT use in APOE4 women.
An effect on cerebral blood flow (CBF) may explain the large entorhinal and amygdala volumes in APOE4 HRT users. Previous studies show that APOE4 carriers have higher CBF than non-carriers (64, 65). This observation was seen at younger age, with lower CBF observed in older age (66, 67). HRT use in early menopause has been shown to improve peripheral vascular function (68). It is possible that a HRT mediated effect on CBF in APOE4, could in part underpin the impact on brain volume and associated improved memory, which is worthy of future investigation.
Another possible explanation for the select benefits in APOE4 carriers is the complex interaction between APOE4 genotype and age with neurophysiology and neuropathology. Although carrying the APOE4 genotype increases the risk for cognitive decline and AD in older adults, select studies suggest that APOE4 can be associated with enhanced cognitive performance at younger age (69-71). While the differential penetrance of APOE4 by age is not well understood, it may be partly due to dysfunctional DHA metabolism (72, 73), or β-amyloid clearance (74) or higher neuroinflammation (75) in older adults which all contribute to accelerated neuronal damage and loss, which may be mitigated by HRT use.
Besides APOE genotype, timing of HRT initiation is gaining attention as a mediator of the cognitive impact of HRT use, leading to the ‘critical window’ hypothesis (76). This hypothesis suggests that the neuroprotective effects of HRT are only evident when it is introduced during the menopausal transition or early post-menopausal period (77). In the WHIMS RCT (age > 65 years), the use of estrogen alone or estrogen plus progestogen for up to 8 years was associated with 76% increased risk of dementia (17), and reduction in hippocampus and total brain volumes (78). However, there was no impact of HRT intervention on cognition in a younger subgroup (age 50-55 years, WHIMSY) (age 50-55) (79, 80). Similarly, an observational study showed that the introduction of HRT in midlife (age 48.7 years) was associated with a 26% reduced risk of dementia compared to 48% increased risk when HRT was initiated in later life (age 76 years). In a recent meta-analysis in healthy post-menopausal women, HRT use was associated with reduced global cognition, which was less evident for those younger than 60 years old (18). Our results are consistent with these findings, with our findings specifically observing that this impact of early initiation is specific to APOE4 carriers. To our knowledge, the only study that looked at APOE*age of HRT initiation was carried out by De lange et al (31), where less brain ageing (calculated by machine learning) was associated with earlier HRT initiation in APOE4 carriers.
LIMITATIONS
This was a cross-sectional analysis precluding the establishment of causal relationship. Data about age of menopause, or if there was a gap between age at menopause and the start of HRT is not available, which would allow further granularity in our analysis. In addition, doses of HRT were not available for some prescriptions. A further limitation is the small number of participants in the APOE4 HRT user’s subgroup (n= 29-31).