Patients
This study was based on an ongoing multi-center randomized controlled phase III clinical study (Neo-CRAG trial, NCT 01815853) that compared nCRT with nCT for patients with locally advanced gastric adenocarcinoma. The inclusion criteria were patients with histologically confirmed gastric adenocarcinoma, at cT3N2-3M0, cT4aN + M0, or cT4bNanyM0 clinical stage, aged 18–75 years, with adequate organ function, and with an Eastern Cooperative Oncology Group performance status score ≤ 2. The clinical stage was based on gastroscopy or endoscopic ultrasound (EUS), computed tomography (CT), and exploratory laparoscopy findings. The primary endpoint was disease-free survival (DFS) and the secondary endpoint was overall survival (OS), pathological complete remission (pCR) rate, and treatment safety. The clinical trial has completed the recruitment of 620 patients as of July 2022.
Among the patients enrolled in the Neo-CRAG trial, we included 302 patients from two major participating centers who completed preoperative therapy between June 2013 and November 2021. The clinical characteristics of these patients are shown in Table 1. Of them, 113 treated with nCRT and 111 treated with nCT at Sun Yat-sen University Cancer Center were grouped under the training cohort, while 40 treated with nCRT and 38 treated with nCT at the Guangdong Provincial People's Hospital were grouped under the external validation cohort.
Treatment
As per the trial protocol (10), patients in the nCT group received three 21-day cycles of XELOX chemotherapy (capecitabine 1000 mg/m², bid, d1-14 + oxaliplatin 130 mg/m², d1). Patients in the nCRT group received one cycle of XELOX induction chemotherapy, followed by radiotherapy of 45 Gy in 25 daily fractions, concurrently with two 21-day cycles of dose-reduced XELOX chemotherapy (capecitabine 825 mg/m², bid, d1-14 + oxaliplatin 100 mg/m², d1). Subsequently, radical gastrectomy was performed 3–4 weeks and 6–8 weeks after the conclusion of nCT and nCRT, respectively. The patients then continued to receive three 21-day cycles of adjuvant XELOX chemotherapy (standard dose intensity as in nCT group) 3–4 weeks after surgery.
Radiation Therapy And Target Volume Delineation
Patients in the nCRT group were treated as follows: three-dimensional conformal radiation therapy (3D-CRT) for seven patients (one in the training cohort, six in the validation cohort) and intensity-modulated radiation therapy (IMRT) for the other patients. During the scan, the patients were immobilized in the supine position with a vacuum cushion and scanned with simulation computed tomography (CT-sim), including plain and venous-enhanced scans from T4 to L5 vertebral levels. The inter-slice thickness of the CT scan was 5 mm. About 50–100 mL of prepared iopamidol solution was orally administered as the contrast agent 20 minutes before and at the time of CT-sim. Patients were required to fast for at least 3 hours before the CT-sim and before each radiation treatment to account for inter-fractional variability in gastric distention due to gastric filling. Before the scan, gastroscopy was performed to place titanium clips at the cephalic and caudal edges of the tumor as a fiducial marker for target volume delineation.
The principle of target volume delineation was designed at beginning of the Neo-CRAG trial and was based on preoperative radiation recommendations of the European Organization for Research and Treatment of Cancer (EORTC-ROC) (18, 19), the National Comprehensive Cancer Network (NCCN) guidelines for GC (20), and preoperative chemoradiation studies published the M.D. Anderson Cancer Center (21).
To elaborate, the gross tumor volume of the primary tumor (GTVt) and involved lymph nodes (GTVnd) were delineated based on baseline CT scan, gastroscopy or EUS, and exploratory laparoscopic findings. The CTV included GTVt with a 3 cm mucosal expansion and a 1.0–1.5 cm extragastric expansion, GTVnd with a 5 mm expansion, and elective regional lymphatic drainage regions. The mucosal expansion included the distal esophagus or proximal duodenum when appropriate. The inclusion of adjacent high-risk structures, including the inner half of the left diaphragm, parts of the pancreas, and neighboring parietal peritoneum were also considered. The CTV delineation had to avoid the vertebral body and include no more than 5 mm of liver tissues. The CTV was expanded by 5 mm in three dimensions to decide the planning target volume (PTV).
The location of the primary tumor determined which elective lymph node groups would be included as per the JGCA classification, considering a 5 mm margin around the corresponding vessels:
(a) Proximal 1/3 stomach and distal EGJ primaries:
a. Essential: groups 1, 2, 3, 4sa, 7, 9, 10 (for neighboring greater curvature tumor), 11p, 12 (for lesser curvature tumor), 16a, 19, 20, 110, and 111.
b. Optional: groups 4sb (for greater curvature tumor), 5, 8, 11d, and 13.
(b) Middle 1/3 stomach primaries:
a. Essential: groups 1, 2, 3, 4sa, 4sb, 4d, 5, 6, 7, 8, 9, 10, 11p, 11d, 12, 13, and 16a.
b. Optional: groups 14, 17, 18, and 19.
(c) Distal 1/3 stomach primaries:
a. Essential: groups 1, 3, 4d, 5, 6, 7, 8, 9, 11p, 12, 13, 16a, 17, and 18.
b. Optional: groups 4sb, 10, and 11d.
For dose limitations of the OAR, the liver volume percentage that received ≥ 30 Gy (V30) had to be less than 30% (V30 < 30%) and the mean dose (Dmean) had to be < 22–25 Gy. For the duodenum and small intestine, Dmean was ≤ 50 Gy and V45 < 33%. For the kidneys, V18 was < 33% and Dmean was ≤ 17 Gy. For the heart, V40 was < 30% and V25 < 50%. For the spinal cord, the maximum dose (Dmax) was ≤ 40 Gy.
Forward or inverse treatment planning was used for 3D-CRT or IMRT, respectively, based on modern Monaco (Elekta, Crawley, UK), Eclipse (Varian Medical Systems, Palo Alto, CA, USA), or Pinnacle (Philips Medical Systems, Madison, WI, USA) treatment planning systems, using the direct machine parameter optimization algorithm.
Vertebral Body Target Delineation
As illustrated in Fig. 1, the VB was retrospectively delineated manually based on CT simulation. The unified protocol of VB delineation was designed as follows: (a) VB and anterior pedicle were delineated, not including the vertebral appendages. The boundary of pedicle delineation was at the horizontal line across the center of the vertebral foramen. (b) The window width/level was set at W1600 Hu/L400 Hu to share the advantages of both the bone and mediastinal windows. (c) Only the cancellous bone was delineated and the cortical bone was avoided. (d) The upper boundary of the delineated VB was 2 cm above the CTV and the lower boundary was 3 cm below the CTV, not counting the intervertebral discs (IVD). The thoracic IVD thickness was set as 0.5 cm (one slice) and the lumbar IVD thickness as 1 cm (two slices). All the VB contours were delineated under the guidance of one single chief physician.
After delineation, a dose-volume histogram (DVH) was obtained from the original treatment plan. The dosimetric parameters of VB including the total vertebral body volume (VBV), Dmax, Dmean, minimum dose (Dmin), and the volume percentage of dose receiving ≥ x Gy (V5, V10, V20, V30, V40, and V45) were recorded.
Hematological Toxicity Evaluation
Routine blood investigations were regularly performed for all patients. Complete blood counts were determined at the time of diagnosis and weekly during neoadjuvant therapy and pre-operative evaluation. Instances of HT were graded according to the Common Terminology Criteria for Adverse Events v5.0 (CTCAE v5.0).
Statistical analysis
The clinicopathological characteristics, hematological indicators, and dosimetric parameters were evaluated by t-test or Chi-squared test or Fisher’s exact test, when appropriate. Univariate (UVA) and multivariate (MVA) logistic regression was performed to identify dosimetric variables associated with the development of Grade3 + HT. Spearman correlation analysis was used to test correlations between dosimetric variables and absolute blood cell nadirs. Receiver Operating Characteristic (ROC) curves with the Youden method were used to identify the optimal dose-volume thresholds of predictive dosimetric parameters and to evaluate the predictive efficiency of the cutoff value both in the training cohort and the external validation cohort.
All statistical analyses were performed with SPSS software 23.0, and P < 0.05 was considered to be significant. GraphPad Prism 8.0 and RStudio version 4.1.2 were used for plotting.