We have found evidence that STN-DBS can induce opposing effects on locomotion in PD, depending on the selected stimulation volume. While one-third of our cohort exhibited positive effects on gait, a minority (9/68; 13.2%) developed de novo gait disturbances. Individual stimulation field analysis demonstrated distinct anatomical clusters in these two groups, with significantly more ventral aspects of the STN being stimulated in patients with de novo gait disturbances. Moreover, probabilistic outcome mapping of our cohort explained 78% of the variance in gait alterations on a group level, whereas probabilistic outcome mapping of global parkinsonism control was unable to explain gait alterations. This supports a strong relationship between individual DBS outcomes and symptom-specific stimulation topographies within the subthalamic area. This finding constitutes an important development towards an image- and computer-assisted programming approach in STN-DBS.
Clinical changes in locomotion after STN-DBS
Gait disorders after STN-DBS are common and unpredictable clinical complaints in up to 20% of all patients, thereby diminishing the impact of the therapy on quality of life despite positive effects on other PD-related motor signs.30 In addition to persistent or aggravated gait problems, a relevant proportion of gait disturbances occurs de novo and typically with a delay after surgery, which is reflected by a median time to onset of 13 weeks after surgery in our cohort. The clinical and pathophysiological interpretation of these DBS-associated gait impairments is complicated, and excessive reduction of dopaminergic therapy is required to distinguish between disease-related progression of axial motor symptoms or unmasking of a parkinsonian gait disorder and a stimulation-related, long-term adverse effect.14 Several authors have previously reported that STN stimulation could have deleterious effects on axial symptoms, with a delayed onset of postural instability and gait disorders.31,32 Interestingly, we observed de novo gait problems in a group of patients with an overall excellent response of parkinsonian motor symptoms to STN-DBS, as reflected by an average 59.6% reduction of the total UPDRS III score. The delay between surgery and onset of de novo gait symptoms was too short to assume natural disease progression. According to our internal clinical pathway, an acute and/or chronic levodopa challenge ruled out insufficient dopaminergic stimulation as a cause of gait disturbance in all cases. Thus, the gait symptoms in our group were categorized as long-term, stimulation-related adverse effects, likely resulting from inappropriate stimulation of a gait-related network that could potentially overlap the global parkinsonian motor network targeted by STN-DBS.
This observation contrasted with the documented improvement of typical “off”-period parkinsonian gait impairment in another subgroup of our cohort (37%; 20/68 patients), which interestingly exhibited a less pronounced reduction of the total UPDRS motor score (46.3%). STN-DBS is known to improve levodopa-responsive aspects of an off-period parkinsonian gait disorder, which can be formally assessed and predicted by a preoperative levodopa challenge.13 Recent studies have described a positive effect of STN-DBS on gait patterns in advanced PD, with improvements in several biomechanically-assessed patterns of gait, even when the patients were only evaluated in the meds-ON condition.33 A secondary analysis of the EARLYSTIM trial showed an improvement in gait patterns in the meds-OFF condition compared to best medical treatment within the first two years after STN-DBS.13
Optimal stimulation site and prediction of individual gait outcomes
Recent publications have demonstrated sweetspots associated with good global motor outcomes after DBS including FOG, with a center of mass at the dorsal interface between sensorimotor and associative subterritories of the STN.23,34 In the vertical stereotactic plane, the overlap volume for beneficial effects on gait in our study was more dorsal compared to these published sweetspots for global motor outcomes and to the sweetspot volume for our cohort.23,29 Of note, the subgroup of patients with de novo gait disturbances had an aggregated stimulation volume that was located even further ventral compared to the other two groups, which could be referred to as a “sour spot” for gait.
When we correlated the individual distances of the active contacts with these calculated “sweet” or “sour” spots for patients belonging to either the gait remission or de novo gait disturbance groups, we were unable to find any association (Fig. 2D). The superiority of voxel-wise statistics comparing each voxel against an average of all other outcomes in the dataset compared to older sweetspot models was recently discussed by Dembek et al.35 The increased rate of variance explained by this heatmap technique was also reported for a model of the probabilistic mapping of antidystonic effects in pallidal neurostimulation.22 Using a similar approach, our heatmap explained 78% of the variance in gait alterations of patients, and could be used to predict patients who might experience a long-term gait benefit based solely on their VTA overlap. This finding is supported by the idea of fiber modulation by DBS, where a therapeutic effect on a certain tract can be achieved in a different location according to the 3D anatomical course of the fiber in the brain.36 The assumption about the role of separate network modulations of gait-related fibers within and around STN warrants future investigation.
Pathophysiological Considerations
Our results offer an anatomic signature of stimulation-associated gait deterioration, observed in 13% of our patients. The stimulation volumes of patients experiencing gait disturbances were located more ventrally within the subthalamic area, compared to the more dorsal region covered by stimulation in patients with gait improvement. Interestingly, all nine patients experiencing de novo gait problems after surgery were otherwise considered excellent motor responders to DBS treatment. Hence, it is conceivable that gait deterioration in this group resulted from excessive stimulation and spillover into a gait-associated brain network, which should be spared by appropriate settings of stimulation. Fleury et al. assumed that high-frequency stimulation of the STN can selectively worsen on-drug akinesia and gait problems, while simultaneously improving tremor and rigidity. They concluded that this paradoxical effect of STN-DBS could be observed by stimulating the ventral contacts of electrodes otherwise correctly placed in the STN. This modulates the pallidothalamocortical pathway to reduce tremor and rigidity, but reinforces akinesia and gait disturbances by recruiting pallidal efferent pathways to the pedunculopontine nucleus (PPN) within the ansa lenticularis.37 In line, our data implies that the negative effects of STN-DBS on gait correlate with a more ventral stimulation site within the STN (Fig. 5). The possible relevance of PPN pathway modulation in gait alterations is supported by positron emission tomography investigations in PD patients after STN-DBS.38 Imaged gait in these patients was associated with regional cerebral blood flow changes in the brainstem locomotor center of the PPN/mesencephalic locomotor region.
An alternative hypothesis emphasizes the impact of STN-DBS on cortical networks responsible for the thalamocortical integration of somatosensory information during gait, via differential antidromic modulation of the two main anatomical constituents of the pallidothalamic tract: the ventrally-located ansa lenticularis and the more dorsal fasciculus lenticularis. Indeed, ventral and dorsal globus pallidus interna (GPi) segments have displayed differences in cortical connectivity profiles, with the ventral GPi being more connected to the primary somatosensory cortex and posterior motor regions, and the dorsal GPi being more connected to anterior motor and premotor regions.39 Corresponding to these findings in the GPi, visualization of both tracts with the Petersen-Connectom for the STN displayed a clear ventro-dorsal arrangement; the dorsal STN was more connected to the primary somatosensory cortex and posterior motor regions, while the ventral STN was more connected to the anterior motor and premotor regions.40
Limitations
There are certain limitations to our study. The retrospective utilization of items 3.10 and 3.11 of the UPDRS III score for the groups did not allow us to specify different clinical types of gait alteration, such as the occurrence of episodic gait problems such as FOG or permanent balance problems like ataxia. For a prospective cohort, the scoring of therapy should consider specific kinematic motor measurements similar to recent studies of gait parameters,33 to correlate motor states with specific neurostimulation settings. Reported beneficial effects of low frequency stimulation where not addressed since all patients received high frequency stimulation (> 100Hz). 41,42
The predictive value of our model was not validated on an external cohort. However, to assess the validity we conducted a LOOCV analysis – a widely accepted method22,43 that showed robust estimation of the therapy effect. Recent publications have revealed the concept of VTA-related characteristic connectivity profiles for clinical effects.44 Future research efforts could uncover networks of stimulation-induced gait abnormalities using this method of structural and functional connectivity profiles of sweet- and badspots, and to increase the predictive value of stimulation parameters and locations.