After combining the results of nine clinical trials, the main finding of our study was that neoadjuvant therapy of trastuzumab and chemotherapy was effective in providing a high rate of pathological complete response (42%) in patients diagnosed with HER-2 positive breast cancer with an odds ratio (0.406) as compared to the non-trastuzumab group. Furthermore, we have only included randomized data for this meta-analysis and compared rate of breast-conservation surgery and toxicity due to oncological treatment in this meta-analysis.
Two randomized controlled phase 3 trials had a pCR rate of 40.7% and 55% respectively when the effects of trastuzumab and non-users were compared. [18, 20] There were fewer side effects of intravenous administration of trastuzumab like neutropenia, leucopenia (4.0%), and febrile neutropenia (5.7%). During the neoadjuvant phase, patients faced a reduced number of adverse events (12%) and only one death occurred in the intravenous group. The overall survival among trastuzumab users was 6 years making 84%. [18]
Similarly, a multicenter, international, open-label, randomized phase III study shows a 43% pCR rate when trastuzumab was used in neoadjuvant therapy and a 3-year overall survival of 92% of HER-2 positive breast cancer patients was observed. [21] Our meta-analysis shows a survival benefit as a secondary endpoint in clinical trial groups for those who opt for trastuzumab as neoadjuvant therapy. Compared to the literature, where survival benefit is an important endpoint, it has been reported in a few systemic reviews. Overall, the constantly improving rate of pathological complete response found in neoadjuvant studies signifies the long-term favorable outcomes and considerable survival benefits of HER-2-positive breast cancer patients. [26]
A Greek meta-analysis consisting of five randomized controlled trials had an overall pCR rate of 38% in females undergoing chemotherapy and trastuzumab neoadjuvant therapy as compared to those who did not (pCR 21%). However, this study lacked in providing information about recurrence or survival analysis. The follow-up was short-term and there was not enough data to account for the above-mentioned analysis. [27] An Italian meta-analysis with four studies that were recently published shows that the administration of trastuzumab along with neoadjuvant regimens can considerably increase pCR without raising toxicity. However, the downside is that it is only a study-level meta-analysis which does not include individual patient data. Even the survival data had been obtained with differing median follow-up times, with the shortest being five years long. This might produce bias in the proportional impact of each research on the estimation of the combined HR. [26] Thus, our meta-analysis validates and highlights the potential advantages of trastuzumab usage in the neoadjuvant situation as compared to no use by only including randomized data.
Another plus point of using trastuzumab in a neoadjuvant regime is the resultant positive outcome of BCS and the tumor recurrence rate in females who undergo this treatment. Trastuzumab significantly reduces the rate of residual tumors isolated after 48 hours of the first breast conservation surgery. [28, 29] Drainage fluid obtained from wounds and serum samples after surgery provides a medium to HER2-positive breast cancer tumor cells, encouraging its in-vitro growth. But, when trastuzumab is added as a chemotherapeutic agent, the in-vitro proliferation of cancer cells is inhibited before adding drainage fluid. [28]
However, in a long-term retrospective study, patients receiving neoadjuvant treatment with trastuzumab for one year were observed to have markedly decreased IBTR after BCS. The ten-year IBTR-free survival rate was 92.9% in the group receiving Trastuzumab, having a higher rate than the non- Trastuzumab group at 87.3% (p = 0.002). [28, 29] However, the limitations of this study were that it was conducted at a single institution, which reduces the data on the number of tumor recurrences (local or distant) and OS. Thus, larger trials and longer follow-ups are required to establish firm grounds to obtain the required outcomes in breast-conserving surgeries.
Trastuzumab is a groundbreaking drug for the treatment of HER2-positive breast cancer. It has altered the way HER2-positive breast cancer patients are treated, and there is currently no other medication that can take its place as the first-line treatment for the disease. [30] The National Comprehensive Cancer Network's (NCCN) current recommendations to use trastuzumab as normal medication in neoadjuvant chemotherapy for HERS-2 positive CA breast are thus endorsed by the cumulative randomized data that is now available. [31] However, its cardiotoxicity continues to be a significant barrier to utilization. [30] Regarding its toxicity, trastuzumab is safe to use in neoadjuvant therapies. In contrast to anthracycline, the resulting cardiotoxic effects do not depend on the dose of trastuzumab being used. Such effects do not appear in all patients. In addition, they can be reversed. [32]
There are two more common and severe consequences of cardiotoxicity during cancer therapy, namely heart failure (HF) and left ventricular ejection fraction dysfunction (LVEFD). [33] Before prescribing medicine, doctors and chemists in clinical settings should thoroughly assess patients' health status, age, past cardiovascular history, medication history, and understanding of the risk factors. High-risk individuals must also be constantly under observation throughout their cancer therapy. These initiatives will increase effectiveness while reducing negative impacts. [30] A study conducted in Tunisia showed that hypertension was correlated statistically with trastuzumab-induced cardiotoxicity and in 86% of cases, this TIC could be reversed. [34] However, only 50 patients were part of this study, and there was no use of 3D ultrasound techniques to evaluate the cardiac dysfunction of trastuzumab. Thus, long-term studies are required to form a conducive opinion on this. [34]
A nine-year long-term median follow-up that was published shows that HER2-positive breast cancer women undergoing trastuzumab with anthracycline-based neoadjuvant chemotherapy had an elevated CVS toxicity risk, especially in patients with hypertension. Although this treatment resulted in a higher pCR. However, there was a greater incidence of late-onset cardiotoxicity (3.8%) than in trastuzumab with anthracycline-free neoadjuvant chemotherapy (1.5%). [35] Another recent meta-analysis quotes the same finding, but there is no difference in the percentage of BCS among both groups. [36] The latter reports a high heterogeneity within the meta-analysis and a need for long-term follow-up studies to confirm the findings. [36]
But there are certain limitations to this meta-analysis. We did not include complete clinical response, as there were only two trials that had such data. Similarly, disease-free survival and overall survival were excluded from analysis, as not enough trials were found to provide a reliable evaluation of the data. Those which were found had no validity and had a huge variance between observed events i.e., deaths and recurrences. Secondly, the percentage of pCR was mentioned in all the studies, but the operational definition of pCR (pathological complete response) varied from study to study. Some included the breast tissue only, while others considered breast tissue plus the axilla. Thus, we chose the latter to be our operational definition. Another limitation was the median follow-up duration. Three out of nine studies only mentioned this, and within the three studies, the longest follow-up went up to 52 months.
Despite the limitations, we included nine clinical trials with an overall of 1209 breast cancer patients undergoing neoadjuvant trastuzumab and chemotherapy which provides adequate data for analysis and reporting real findings. As long-term and bigger trials were an aspect missing in the literature. The study designs, number of patients, disease staging, the status of HER-2, and even details of neoadjuvant trastuzumab and neoadjuvant chemotherapy were mentioned in all the clinical trials.