According to the Sixth Assessment Report (AR6) of the Intergovernmental Panel on Climate Change (IPCC) the global temperature has increased by about 1.07 K since 1850 [1]. One main reason is the anthropogenic use of fossil energy. Consequently, the reduction and substitution of fossil energy is a major challenge and is consequently addressed by current energy transformation approaches. A main outcome of the recent United Nations Climate Change Conference, COP28, is an agreement on the beginning of the end of the fossil fuel era. Hydrogen produced by water electrolysis technologies can substitute fossil energy carriers when renewable energy is used. Furthermore, hydrogen is interesting for energy storage and a wide range of applications [2, 3]. Thus, it is a key enabler of a transition to a post-fossil fuel age.
The three most mature and predominant water electrolysis technologies are the objects of this study. These technologies are namely alkaline electrolysis cells (AEC), polymer electrolyte membrane electrolysis cells (PEMEC), and solid oxide electrolysis cells (SOEC). These labels mirror their fundamental cell concepts [3].
Within this study, environmental impacts as well as costs along the life cycle of these water electrolysis technologies are assessed by Life Cycle Assessment (LCA) and Life Cycle Costing (LCC). Knowledge of the key technological, economic, and environmental development potentials is of great importance for today’s technology roll-out as well as the future development of the hydrogen economy. Within this chapter, relevant literature as well as identified research gaps around these technologies are presented. This is followed by a goal definition and the formulation of research questions for this study. Subsequently, technological principles and differences of these technologies are described.
Previous relevant studies and identified research gaps
The three water electrolysis technologies have several similarities, like the requirement of water and electricity for their operation and hydrogen as output. However, they differ in their characteristics, making technology-specific assessments necessary.
A recent review by Wilkinson et al. [4] on LCAs for hydrogen production reveals that several LCA publications consider only two different water electrolysis technologies. However, no study was identified that included a comparison of all three technologies. Also, a review by Koj et al. [5] of 32 studies, including water electrolysis technologies and further Power-to-X (PtX) technologies, illustrated the scarcity of electrolysis technology comparisons in LCAs.
Though not included in the review studies, some studies with environmental assessments of all three electrolysis technologies has been published. Tenhumberg and Büker [6] conducted an environmental comparison of AEC, PEMEC, and SOEC. Their study is limited to a consideration of the climate change impact results of these technologies and does not completely represent an assessment according to the ISO 14040 and 14044 standards for LCA [7, 8]. Consequently, the study has to be considered as a carbon footprint assessment and not an LCA of these technologies. In addition to the carbon footprint, hydrogen production costs are analyzed. Conditions between the years 2018 and 2030 were taken into account. Furthermore, the LCA by Zhao et al. [9] compares the manufacturing and construction processes of the three technologies, but leaves out an assessment of their operation phases. Also, prospective conditions and costs were not analyzed. Two LCA articles published by Gerloff consider all three electrolysis technologies [10, 11]. In the first article published by Gerloff [11] the main focus is on Power-to-Methane plants. However, environmental results for electrolysis are identifiable as part of the overall results. Gerloff [10] compared the three electrolysis technologies using an environmental assessment study, which can be regarded as an LCA. In addition to the climate change impact category, up to seven other environmental impact categories were analyzed in one part of the analysis. In addition to conditions for the year 2019, future scenarios for the years 2030 and 2050 were also considered. However, the only prospective variation that takes place is about the composition of the national electricity mix. Variations of important technological parameters, such as electricity demand and the service life of the stacks, do not appear to have taken place. The study by Gerloff [10] does not include an LCC or any other form of economic analysis. Compared to the first article, the second article included several identical approaches (e.g., assessments of the years 2019, 2030, and 2050 and same impact categories) and assumptions regarding the electrolysis (e.g. the electricity demand). The most recent environmental assessment publication considering all three water electrolysis technologies was published by Zhang et al. [12]. The study can be considered as an LCA and takes water electrolysis with onshore and offshore wind power into account. Changes in parameters over time, economic aspects or hydrogen production using the electricity grid mix are not considered. Table A 1 in the Appendix summarizes several characteristics of these previous LCA studies compared to the present LCA study. In addition to LCA studies, LCC and its interaction with LCA is of interest. The LCA review by Wilkinson et al. [4] also includes information on whether economic and/or technological aspects are considered alongside environmental aspects. According to this, 15% of the studies dealt with economic in addition to environmental aspects, 10% considered economic, technological, and environmental aspects in parallel. However, such combined analyses usually focus only on one electrolysis technology. In addition, prospective analyses that include both LCC and LCA results are extremely scarce.
A closer look at studies that can be regarded as LCC studies of hydrogen production using water electrolysis in a corresponding review study by Nicita et al. [13] shows a clear focus on PEMEC electrolysis technology. SOEC was only considered in one LCC study by Bekel and Pauliuk [14].
The authors of this study are aware of only one publication comparing the LCC results of all three electrolysis technologies, which was published as part of the center of excellence "Virtual Institute - Power to Gas and Heat" project and which serves as the basis for the present work [15].
Objectives and research questions
To address the existing research gaps, this study aims to investigate various technological, economic, and environmental aspects considering advancements of the hydrogen production from AEC, PEMEC, and SOEC until 2045. The study aims at pointing out the development of relevant influencing technological factors and their impact on environmental and economic results. Special attention is paid to following factors:
- different electricity sources (wind power vs. electricity mix),
- development of the demand for electricity,
- development of the demand for critical raw/construction materials,
- development of lifetimes.
Furthermore, the study has to answer some fundamental research questions to achieve its aims:
- How do the electrolysis technologies differ from each other regarding different environmental impact categories and compared to a reference technology?
- How do the life cycle costs differ when using different water electrolysis technologies?
- How do the results differ for the years 2022 and 2045?
- Do the environmental and economic results show a positive or opposite dependency compared to each other?
To answer these research questions, technological, environmental, and economic sub-models are implemented and presented in the chapter "Methods".
Technology description
The splitting of water using water electrolysis is an electrochemical reaction. This requires an energy supply in the form of direct current [16] as well as heat [17]. The reaction occurs in electrolysis cells, and Eq. (1) describes the overall reaction:
$${\text{H}}_{2}\text{O} \to {\text{H}}_{2}+{\frac{1}{2}\text{O}}_{2} \varDelta {\text{H}}_{\text{R}}^{0}=+ 286\frac{\text{k}\text{J}}{\text{m}\text{o}\text{l}}$$
1
Despite the same overall reaction, the three electrolysis technologies differ. This can already be seen in the differences in the cell structure and partial reactions.
The schematic representations of the cell concepts on which the three electrolysis technologies are based, as well as partial reactions, can be seen in Fig. 1.
The AEC is characterized by two chambers separated by a diaphragm. These chambers contain a liquid electrolyte, a solution of water and potassium hydroxide (KOH). At the cathode the splitting of water into H2 and OH− ions occurs [19]. So far, nickel and nickel alloys are preferably used as electrode materials [20]. Composite materials, such as Zirfon® consisting of zirconium oxide and polysulfone, are currently mostly used for the diaphragm [21].
In PEMEC, a proton-conducting polymer membrane, usually NAFION®, is used as the electrolyte [19]. In these cells, the water is split on the anode side. From there, the protons flow through the membrane. Hydrogen is then formed at the cathode. In this technology, the membrane is directly connected to the electrodes, as no liquid electrolyte is used [19]. In addition to the membrane material mentioned above, the following materials are particularly relevant for PEMEC: Platinum as the anode material and iridium or ruthenium as possible cathode materials [20].
The central element of the SOEC is a solid oxide layer, which acts as the electrolyte. At the anode, the water vapor used in this high-temperature technology is split into H2 and O2− ions. The O2− ions can reach the anode with the help of vacancy diffusion and react there to form O2 [19]. Typically, the electrolyte or the solid oxide layer consists of zirconium oxide (ZrO2) doped with yttrium oxide (Y2O3) [20]. Nickel is used as the catalyst [19].
The most advanced [22–26] and most common [27] electrolysis technology to date is the AEC system, which allows realizing large plant capacities at the lowest investment costs to date for water electrolysis technologies [22–24, 26, 27]. It should be noted that minor impurities and an associated product purity of ≥ 99.5% may still be present before the final gas treatment [28].
As mentioned before, several materials are required for the manufacturing and construction of electrolysis cell stacks. Regarding the used life cycle inventories for these cell stacks, which can be found in the "Methods" section, the following materials for electrolysis technologies are considered as critical by the EU list of critical raw materials [29]. For the construction of AEC stacks graphite and nickel are typically used. Titanium as well as the PGMs iridium and platinum are used for the construction of PEMEC stacks. Small amounts of titanium can also be used for the construction of SOEC systems. Furthermore, cobalt, nickel and the rare earth elements lanthanum and yttrium are also used for SOEC construction. More detailed information about the assumed materials and their amounts can be found in the chapter "Methods".
The main methodological aspects of LCA and LCC are first explained before the specific methodological selection for this study is presented.