The use of immune checkpoint inhibitors for small-cell lung cancer treatment has resulted in many clinical trials demonstrating the significant efficacy of immune-combination chemotherapy in treating advanced small-cell lung cancer [1–4]. However, not all patients benefited from immunotherapy. Furthermore, the inflexible structure of clinical trials strictly follows certain inclusion and exclusion criteria, which may limit the practical use of their results in real-life situations, owing to differences in patient disease characteristics and other conditions relative to clinical trials. In the era of precision therapy, assessing the impact of immunotherapy on patients with advanced small-cell lung cancer is vital, along with capturing the characteristics of those receiving immunotherapy. This helps identify patients more precisely and provides better guidance for customized treatment. Medical professionals must precisely identify the group receiving immunotherapy based on suitable biomarkers. Traditional biomarkers for immunotherapy, such as PD-L1 expression and TMB assays, are expensive, time-consuming, and ineffective in forecasting results in ES-SCLC[4–6]. As a result, it is vital to identify predictive indicators that are accurate, economical, and easily accessible for the early detection of the potential advantages of immunotherapy. This research led to the creation of a column-line graphical representation to forecast the survival rates of patients with advanced-stage small-cell lung cancer undergoing treatment with immune checkpoint inhibitors. The model utilized clinicopathological traits and selected inflammatory markers, demonstrating its strong predictive capability.
Owing to the malignancy of small cell lung cancer and the risk of early stage distant metastases, some patients progress to a more advanced stage at the time of diagnosis. Metastasis frequently occurs in the liver, bones, and the brain. A variety of important clinical investigations, such as the IMpower133 study [1] and the CAPSTONE-1 study [4], have noted an increase in survival rates of advanced-stage small-cell lung cancer patients without liver metastases when treated with immune-combination chemotherapy. Furthermore, a backward-looking analysis of 236 ES-SCLC patients[9] pinpointed liver metastasis as an independent prognostic factor for survival in advanced small-cell lung cancer patients receiving initial chemotherapy with ICIs (HR = 2.08; 95% CI:1.3–3.82; P = 0.018). Similarly, our study showed that ES-SCLC patients had a grim outlook if liver metastases were present prior to initiating immune combination treatment, acting as an independent risk factor (HR = 2.59; 95% CI:1.45–4.60; P = 0.001). It is possible that liver metastases weaken the body's defense against tumors by diminishing the presence of circulating CD8+ T cells following the interaction of activated T cells with macrophages. The observed immunosuppressive condition could originate from liver metastases and may not be mitigated by ICI therapies [13]. Apart from liver metastases, our research suggests a connection between bone metastases and poorer patient outcomes (HR = 1.99; 95% CI:1.16–3.41; P = 0.013). However, the impact of bone metastases on the prognosis of small-cell lung cancer patients receiving immune checkpoint inhibitor therapy is still debated. Studies [14, 15] show that patients with SCLC who have bone metastases prior to undergoing immune-combination therapy have a significantly reduced average survival rate compared to those without these metastases (P < 0.05). An increase in bone-related events linked to bone metastases, including bone pain, hypercalcemia, pathological fractures, and spinal cord compression disorders, might significantly affect the quality of life of patients, thereby altering immunotherapy outcomes. However, studies[9] revealed that bone metastasis alone did not predict overall survival in ES-SCLC patients undergoing initial chemotherapy with ICIs (HR = 1.15; 95% CI:0.71–1.88; P = 0.572). This implies that other elements may obscure the predictive significance of bone metastases in ICI therapy, necessitating additional research to clarify this link.
In addition to clinical features, such as liver and bone metastases, markers linked to blood play a vital role in forecasting small-cell lung cancer because of their easy accessibility and ease of use. Various immunoinflammatory markers, including specific hematological markers, are extensively employed in evaluating the prognosis of small cell lung cancer immunotherapy, as they mirror the body's inflammatory and immune conditions.
Studies suggest a connection between NLR, often signaling the body's inflammatory and immune states, and results in patients receiving immunotherapy for various cancers[16, 17]. However, the relationship between the NLR and SCLC prognosis remains controversial. In a backward-looking study[10] of 612 SCLC patients receiving initial chemotherapy (22 on PD-L1 inhibitors in conjunction with chemotherapy), NLR emerged as an independent predictive factor in SCLC cases (P = 0.004). Furthermore, our findings indicate that patients with SCLC and an NLR ≥ 2.14 or higher generally had a better outlook post-ICI treatment (HR = 0.42; 95% CI:0.23–0.77; P = 0.005). Additionally, two other investigations[18, 19] focusing on SCLC patients reported similar findings. However, further analysis of 53 ES-SCLC patients treated with atezolizumab and chemotherapy in the NCT03041311 trial [12] showed that NLR was an unreliable predictor for ES-SCLC patients (P = 0.69). Additionally, a backward-looking study [20] with 234 SCLC patients determined that the NLR before starting platinum-based chemotherapy was not a standalone predictor of OS in patients with ES-SCLC. In conclusion, the connection between NLR and SCLC prognosis remains a topic of discussion and requires further investigation for confirmation and understanding. Consequently, additional research is essential to thoroughly evaluate NLR's predictive value of the NLR in patients with SCLC, aiming to offer more precise and dependable advice for clinical prognostic evaluations.
LDH, pivotal in transforming pyruvate into lactate, plays a key role in the glycolysis of cancerous cells, rendering LDH concentration a frequent marker of tumor cell activity[10, 21]. The findings of our study indicate that patients with ES-SCLC, starting with an LDH level of 146.5 U/L or higher, tended to show a lower positive reaction to immunotherapy (P = 0.037). However, the precise mechanism connecting LDH with immunotherapy is still unclear, with hypotheses suggesting that increased LDH levels leading to lactic acid production lessens the ability of T cells and NK cells to generate NFAT in acidic environments, causing a decrease in interferon gamma release and a weakened ability of lymphocytes to destroy tumor cells[22]. Furthermore, multiple studies suggest that LDH serves as a negative sign for patients with SCLC, potentially forecasting brain and bone metastasis in SCLC patients [23, 24]. Hence, merging serum LDH measurements with additional metrics is vital for evaluating ES-SCLC risk categorization and future outlooks.
Several studies have discovered[21, 25] that in small cell lung cancer, the combination of lactate dehydrogenase (LDH) and the neutrophil-to-lymphocyte ratio (dNLR), known as LIPI, has been identified as an independent prognostic factor. Based on prognostic factors, the LIPI is categorized into three groups: good (0 factors), intermediate (1 factor), and poor (2 factors). Prognostic factors included a dNLR ≥ 3 and an LDH level ≥ the upper limit of normal. This study found that among patients with ES-SCLC receiving combination immunotherapy, those with a poor LIPI score had a significantly increased risk of adverse prognosis compared to patients with a good LIPI score (HR = 8.79; 95% CI: 3.05–25.29; P < 0.001). Recently, scholars in China conducted a large multicenter retrospective analysis targeting patients with SCLC receiving first-line atezolizumab/durvalumab combined with standard chemotherapy[12]. The results also revealed a significant correlation between the LIPI and survival prognosis (P < 0.05). LIPI, a composite assessment indicator that combines the predictive capabilities of LDH and dNLR, has demonstrated good immunopredictive power for SCLC in multiple studies. It also has advantages such as minimal invasiveness and lower difficulty of acquisition, and is expected to become a common clinical predictive tool for SCLC immunotherapy in the future.
Albumin, recognized as a secure immunogenic protein, is frequently linked to malnutrition and widespread inflamation owing to its low levels. Studies have shown that albumin plays an inhibitory role in the systemic inflammatory response and may contribute to tumor progression[26]. The prognostic nutritional index (PNI), encompassing albumin and lymphocytes, serves as an essential metric that accurately reflects the connection between a patient's nutritional status and the overall inflammatory response. Recently, the PNI has been transformed into an innovative measure for evaluating lung cancer and other tumor prognoses. A prior study of 112 men with stage III SCLC identified a link between lower predictive nutritional indices and adverse results for these individuals (P = 0.009)[11]. Furthermore, a separate investigation of patients with limited-stage small cell lung cancer revealed that those with a higher PNI often had a more favorable prognosis (P = 0.018) [27]. The cut-off value of PNI in this study was 51.03, which is consistent with previous studies (45.15-52.525)[11, 27, 28]. The findings of our study reveal that people with a PNI exceeding 51.03 generally hold a more positive view (HR = 0.36; 95% CI:0.19–0.69; P = 0.002), corroborating previous studies suggesting that ES-SCLC sufferers with sufficient nutrition are more likely to benefit from immunotherapy. Additionally, malnutrition is notably prevalent in several cancers, including lung cancer [29], characterized by a complex interaction between malnutrition, tumor proliferation, and metastasis, which leads to malnutrition in patients, and the spread of tumors exacerbates malnutrition, forming an unyielding cycle. The present research indicates that these mechanisms might be linked to weakened immune responses, inflammatory reactions, leptin concentrations, and tumor cell autophagy in cancer sufferers [30–32].
In conclusion, elements such as liver and bone metastases, NLR under 2.14, a reduced LIPI score, PNI < 51.03, and LDH exceeding 146.5 collectively suggest a negative outlook for individuals with advanced-stage small-cell lung cancer before receiving immunological combination treatment. The utilization of these elements led to the creation of a predictive model. Through examination of column-line graphs, patient risk scores were ascertained, indicating enhanced post-immunotherapy results and higher survival probabilities at 12, 18, and 24 months for those with lower scores. For this model, Harrell's C-index was recorded at 0.84 (95% CI: 0.75–0.92) during training and 0.88 (95% CI: 0.76–0.99) in the validation group. Forecasts for survival at 12, 18, and 24 months revealed AUC values of 0.778, 0.908, and 0.845, respectively, in the training phase and 0.808, 0.844, and 0.824, respectively, in the validation phase, signifying the model's effectiveness in differentiation. Consequently, this model aids healthcare professionals in more precisely forecasting the survival chances of patients with advanced small-cell lung cancer post-immunotherapy and supports the creation of tailored treatment approaches.
In the past, scientists have attempted to develop novel predictive models for small-cell lung cancer patient survival rates. In a specific multicenter retrospective analysis [33], 2309 patients with SCLC from Shandong province and another 2309 from the same province were included, creating a model to predict outcomes based on their location, sex, age, TNM stage, and whether they underwent surgery, chemotherapy, or radiotherapy. The findings revealed that the model's time-variant AUC for forecasting 1-, 3-, and 5-year overall survival in the training and validation groups were 0.699, 0.683, and 0.683, respectively, and 0.698, 0.698, and 0.639, respectively. The advantage of this model is its ability to incorporate a significant number of samples, thereby boosting the authenticity and reliability of its results. However, this approach has drawbacks, such as the omission of certain inflammatory markers and other laboratory markers, along with missing aspects such as immunotherapy methods. Additionally, the critical area under the curve (AUC) for predicting survival rates over 1, 3, and 5 years remained below 0.7 in both training and validation data, suggesting relatively low accuracy. In a subsequent backward-looking study[10], 612 patients with small cell lung cancer were analyzed to create a model predicting outcomes, focusing on their initial C-reactive protein-to-albumin ratio, NLR, hyponatremia, and the success of early chemotherapy and stage. Harrell's C index for the training and validation datasets of this model was 0.666 and 0.747, respectively. The value of this model stems from its incorporation of a wide range of samples and inflammatory markers, facilitating an in-depth analysis of patient outcomes. However, it presents some constraints, especially the diminished Harrell’s C-index in both the training and validation cohorts, indicating reduced predictive accuracy. Moreover, the model overlooks elements, such as the type of immunotherapy used, potentially reducing its predictive strength.
In contrast to the previously mentioned models, our method primarily aims to predict the progression of advanced small cell lung cancer in patients receiving immune-combination therapy, enhancing its applicability in current clinical environments. Furthermore, it ameliorates a range of laboratory indicators such as NLR, LIPI, LDH, and PNI, reflecting the inflammatory and nutritional states of patients and correlating them with their prognosis. Additionally, we incorporated clinical indicators such as liver and bone metastases for an in-depth predictive study. Finally, the AUC values for Harrell's C index and our model's survival predictions at different times in both the training and validation datasets exceeded those of the previously mentioned models, indicating our model's enhanced accuracy and discrimination capabilities. However, our model has drawbacks, especially its small sample size. Although it falls short of the sample size used in previous models, our model provides precise and useful forecasts. Generally, this approach offers specific advantages in predicting the survival probability of patients with advanced cell lung cancer patients after immunological combination therapy. The current model can be enhanced and validated by incorporating external validation and enlarging the sample size to boost its predictive power and practicality.
At the 2022 World Conference on Lung Cancer (WCLC), Johal [8] investigated the link between the health of responders and their prognosis, focusing on participants who underwent initial durvalumab and chemotherapy during the key stages (weeks 6, 12, and 20) of the CASPIAN study. Their findings indicated a significant increase in both progression-free survival (PFS) and overall survival (OS) for responders, in contrast to non-responders (all P < 0.001). Remarkably, by the 12th week, the median overall survival (mOS) for responders stood at 16.7 months (14.4–21.5), in contrast to 8.0 months (5.7–8.7) for non-responders. Months (mPFS) of 5.7 months (5.0–7.0), as opposed to 1.8 months (1.7–1.8) for those who did not respond. The research revealed a notable link between the status of responses at key time points and prognosis in SCLC patients undergoing initial durvalumab combination chemotherapy, where responders exhibited markedly improved PFS and OS compared to non-responders.
Based on these findings, this study delved deeper into the connection between response levels and ES-SCLC prognosis at key real-world moments. Observations showed a marked increase in overall survival (OS) among individuals who reacted to the use of immune checkpoint inhibitors at weeks 6, 12, and 20, unlike those who did not respond. Notably, the mPFS was extended more in responders than in non-responders at weeks 6 and 20. By the 12-week mark, a tendency for extension was observed; however, the PFS showed no notable statistical variance between those who responded and those who did not (mPFS: 9.2 months vs. 6.3 months, P = 0.069). The findings of our study indicated that during the key phases of administering immune checkpoint inhibitors for treating small cell lung cancer, those who responded showed a marked increase in both overall and progression-free survival rates compared to those who did not respond. Contrary to the preliminary findings of the CASPIAN study, this study found no significant statistical differences in progression-free survival (PFS) between those who responded and those who did not, only at the 12-week mark. However, during other crucial periods, both overall survival (OS) and PFS durations were much longer in responders than in non-responders. This suggests that in real-world situations, the response to treatment during key phases can precisely predict the results of immunotherapy in patients with advanced small cell lung cancer patients. Therefore, a swift assessment of patient reactions assists healthcare providers in selecting and adjusting treatment strategies more efficiently, improving patient longevity, and reducing their financial burden. While this research corroborates the preliminary findings of the CASPIAN study in a practical environment, more extensive multi-institutional studies are essential to validate the predictive power of response status at key junctures for ES-SCLC prognosis and to investigate additional potential determinants.
The remarkable effectiveness of immune checkpoint inhibitors in managing advanced small cell lung cancer has revived patients' hopes for extended survival. Various scientists [34–36] are currently investigating the link between clinical symptoms and extended survival in patients with ES-SCLC. The research by Stephen V. Liu and team[34] revealed that ES-SCLC patients initially receiving atezolizumab and chemotherapy, characterized by an ECOG score of 0 (OR = 1.8, P = 0.03), LDH ≤ ULN (OR = 1.8, P = 0.03), and a reduced number of metastatic sites (OR = 0.8, P = 0.03), showed an increased likelihood of sustained long-term survival (LTS). Additionally, our study assessed the link between the clinical traits of these patients and LTS, categorizing those who lived for 12 months or more after immune checkpoint inhibitor treatment as LTS. Research has revealed that people lacking liver or bone metastases prior to immune-combination treatment and with a reduced number of metastatic organs (p-values of 0.002, 0.001, and 0.002, respectively) showed comparable findings in the IMpower133 study [1] and CAPSTONE-1 study [4], indicating a tendency for better overall survival in those without liver metastases treated with atezolizumab or adebrelimab along with chemotherapy (HR = 0.64, 95% CI: 0.45–0.90; HR = 0.61, 95% CI: 0.46–0.81). The study also revealed a significant increase in survival rates among patients with initial LDH ≤ ULN (P = 0.09), consistent with the findings of the CAPSTONE-1 study (OS HR = 0.59, 95% CI: 0.42–0.82).
The limitations of our study are mainly due to its backward-looking approach, which makes it difficult to address possible biases and confounding factors, such as the likelihood of recall bias in patients previously treated with immune checkpoint inhibitors. Furthermore, the number of patients was notably small (113), which indicates a limited sample size. Additionally, the diversity of recipients of immune checkpoint inhibitors, which could affect prognosis outcomes, was not considered. Moreover, the monitoring period was only 12 months, in contrast to numerous studies that described long-term survival ranging from 18 months to 5 years. Finally, gene expression analysis and analysis of small cell lung cancer subtypes were not performed in this study to explore the differences between long-term and non-long-term survival in patients. Therefore, forthcoming comprehensive, multi-institutional, forward-looking studies are crucial to externally validate our model and explore its significance for patients with early stage small cell lung cancer undergoing immunotherapy in different cancer centers. These investigations aimed to more thoroughly evaluate prognostic elements and pinpoint personalized treatment approaches.