Immunological reactions to nanoparticles represent a major barrier to efficient nanoparticle-mediated drug and gene delivery. Most of these reactions result in undesirable inflammatory responses, increased uptake by circulating and tissue-resident immune cells, as well as decreased circulation times and delivery of the therapeutic particle1,2,4–7,9,10,31,35,36. However, with nanoparticle-mediated vaccines rising to prominence due to the COVID-19 pandemic, utilizing nanoparticles to initiate beneficial immune responses is now a major area of focus for the nanoparticle community. One such immune response that has been mostly overlooked is an innate immune reaction to complexed gene therapy vectors (i.e., lipoplexes). This immune response was first described as a “refractory response” to repeatedly administered lipoplexes and resulted in the inability to achieve therapeutic levels of expression in target tissues24–31. Our recently published work demonstrates that this refractory response is a systemic antiviral IFN-λ response that it is dependent on the presence of nucleic acids in the nanoparticle formulation3. Additionally, we demonstrated that both a lipoplex and IFN-λ pretreatment can significantly reduce the accumulation of 150 kDa dextran and/or Doxil® in healthy tissues3.
To understand how IFN-λ is capable of altering particle biodistribution, we refer to a study published by Lazear et al. in 2015 demonstrating that IFN-λ is capable of significantly increasing blood-brain-barrier (BBB) resistance and tight junction protein colocalization while decreasing permeability19. The enhanced barrier capabilities that are brought on by IFN-λ play a key role in limiting pathogen invasion of vital tissues like the nervous system and respiratory/gastrointestinal tracts17–22. Due to these observations, we hypothesized that endothelial cells are the primary responders to IFN-λ, tightening their cellular junctions to restrict large particles from entering the underlying tissues. To test this hypothesis we probed the expression levels of IFN-λ Receptor (IFNLR1) in Human Lung Microvascular Endothelial Cells. Lung endothelial cells were chosen due to the respiratory tract being the primary entry site for many different viruses and as such represents an excellent target for the barrier enhancing effects of IFN-λ. Interestingly, we did not observe any expression of IFNLR1 in either basal state cells or cells treated with exogenous IFN-λ (Table 1). However, gene expression profiles of cultured endothelial cells are notoriously variable depending on environmental factors such as physical forces and heterotypic cell interactions38,39. Whether human lung microvascular endothelial cells express the IFNLR1 has not been extensively investigated, but this variability in cultured endothelial cells may explain why we do not see IFNLR1 expression in our cell culture model.
Since lung endothelial cells, in our hands, did not show IFNLR1 expression, we turned our attention to epithelial cells. This is supported by the fact that IFN-λ is primarily produced by epithelial cells and directly regulates mucosal barrier epithelial cell permeability21,40,41. Since the liver is the primary organ of the Mononuclear Phagocytic System (MPS) coupled with the critical role of IFN-λ in the hepatic immune response to hepatotropic viruses42–46, we hypothesized that liver epithelial cells would play a key role in the altered biodistribution of nanoparticles observed after a lipoplex or IFN-λ pretreatment. To test this hypothesis we probed the expression of IFNLR1 in Human Primary Liver Epithelial Cells known to be responsive to IFN-λ47. Our results show IFNLR1 expression in basal state liver cells with a ~ 2–3-fold increase in expression when treated with exogenous IFN-λ and a ~ 5-fold increase in expression when treated with lipoplexes (Table 2). We also provided evidence of the ability of endogenously produced IFN-λ to increase the expression of IFNLR1 by ~ 2-fold in naive liver epithelial cells (Table 3). This illustrates the ability of endogenously produced IFN-λ to propagate its effects through paracrine signaling. Collectively, these data suggest that human liver epithelial cells play a critical role in initiating and propagating an antiviral IFN-λ response. Interestingly, it has been repeatedly confirmed that mouse livers, unlike human livers, only weakly respond to and express IFN-λ and its receptor48–51. Yet, we clearly demonstrate a significant effect of IFN-λ pretreatment on hepatic accumulation of both Doxil® and free doxorubicin in our Balb/c mouse model (Figs. 2 & 5). This suggests that IFN-λ in mice may exert its effects through different functions in different tissues. It may also be possible that downstream products of the IFN-λ response are the driving force behind the altered accumulation profiles. Future studies will need to more fully explore and elucidate the molecular mechanisms of IFN-λ.
Having to receive an intravenous injection of lipoplexes or IFN-λ as a pretreatment the day before another intravenous injection of a chemotherapeutic would present an uncomfortable and logistical burden to both the patient and healthcare providers. Accordingly, we considered if a subcutaneous (SubQ) injection of IFN-λ might be suitable as an effective pretreatment. Notably, a SubQ injection of IFN-λ was used as a prophylactic treatment for COVID-19 in a recently completed phase III clinical trial23. To determine if SubQ administration of IFN-λ produces the same magnitude of effects we see with an intravenous injection, Doxil® organ/tissue accumulation in mice receiving a SubQ IFN-λ pretreatment was compared to Doxil® accumulation in mice receiving either PBS or an equivalent intravenous dose of IFN-λ as a pretreatment. Mice receiving SubQ IFN-λ showed comparable or greater effects when compared to mice receiving intravenous IFN-λ (Figs. 2 & 3). These data indicate that a SubQ injection would be the superior route for an IFN-λ pretreatment. In this scenario, a prefilled syringe of IFN-λ could be dispensed by a local pharmacy and patients can self-administer SubQ injections in the comfort of their own home and reduce the overall cost/time of treatment. Since it has been reported that IFN-λ induces rapid phenotypic changes in tissues and cells19,52,53, it may not be necessary to wait 24 h between an IFN-λ pretreatment and subsequent chemotherapy treatment. If it takes only a few minutes or hours for IFN-λ to fully exert its effects, then a pretreatment could be administered the same day as the chemotherapeutic, further reducing patient burden. We plan to characterize the timing of the IFN-λ-induced tightening in future studies.
To determine how long the altered accumulation profile of Doxil® persists after an IFN-λ pretreatment, the organ/tumor accumulation of Doxil® was measured 72 h after a SubQ IFN-λ + Doxil® treatment regime. Interestingly, only the spleens of IFN-λ treated mice showed significantly lower accumulation of Doxil® when compared to PBS treated mice. All other major organs showed no significant difference between treatment groups after 72 h. Tumor tissues of IFN-λ treated animals showed a trend toward increased accumulation but this difference was not significant. These data suggest that IFN-λ’s effects on nanoparticle biodistribution may be short lived. It is possible that repeat administrations of IFN-λ may enhance or prolong the tightening response. As such, future studies should aim to determine the time needed for an IFN-λ pretreatment to elicit the tightened phenotype and how long this phenotype lasts. It is important to note that the clinical trials conducted with IFN-λ have all utilized the PEGylated version of the protein23,54, which is not commercially available in either the human or murine form. It is expected that PEGylation would retard clearance rates, prolonging the tightened phenotype.
Due to the clear effects of IFN-λ on the biodistribution of nanosized particles, we sought to investigate whether IFN-λ can alter small molecule distribution. Surprisingly, mice receiving the IFN-λ pretreatment prior to a dose of doxorubicin-HCl exhibited reduced doxorubicin accumulation in major organs when compared to mice receiving no pretreatment (Fig. 5). It seems unlikely that IFN-λ is capable of tightening epithelial junctions so completely that not even small molecules can penetrate. Considering that approximately 75% of doxorubicin is bound to plasma protein55, an alternative explanation would be that this altered biodistribution is due to reduced accumulation of protein-bound doxorubicin. Because many drugs circulate as protein-bound complexes, this phenomenon may be applicable to other small molecule drugs. However, more testing would be necessary to establish the effect of IFN-λ pretreatment on small molecule biodistribution.
The altered biodistribution of Doxil® following an IFN-λ pretreatment suggests that this treatment regime could lead to greater efficacy and reduced toxicity of Doxil®. To test this hypothesis we compared the tumor growth inhibition, weight loss, and survival times of mice receiving Doxil® with or without IFN-λ pretreatment. Mice receiving the IFN-λ pretreatment showed a slightly greater inhibition of tumor growth, minimal weight loss, and a significant increase in survival when compared to mice that did not receive the pretreatment (Fig. 6). All the mice that did not receive the IFN-λ pretreatment had to be euthanized due to either tumor ulcerations (n = 2) or weight loss greater than 15% (n = 3). Of the mice receiving the IFN-λ pretreatment, one mouse was found dead in its cage due to unknown causes, one mouse was euthanized due to tumor ulcerations, one mouse was removed from the study due to failure to properly administer the second treatment regime, and the other two mice survived until their tumors began to grow in volume again, at which point the mice were euthanized. The slightly greater inhibition in tumor growth that was observed could possibly be explained by the trend toward increased tumor accumulation of Doxil® we see in mice pretreated with IFN-λ. Likewise, the reduced off-target accumulation of Doxil® observed in mice receiving the IFN-λ pretreatment might explain the minimal weight loss and increase in survival times under these conditions. The data presented here clearly demonstrate the capability of an IFN-λ pretreatment to significantly reduce the toxicity and adverse outcomes of Doxil® while increasing its efficacy.
There are several limitations to our study that must be considered when interpreting our results and planning subsequent studies. For our in vitro cell models we only used primary human cells which are prone to variable gene expression profiles. To confirm our studies and further investigate the role of endothelial/epithelial cells in the IFN-λ response, a variety of cell lines under variable conditions would need to be probed for IFNLR1 expression and IFN-λ production. Regarding our tumor growth inhibition model, only female Balb/c mice were used and only a single CT26 solid tumor model was investigated. Future studies will need to address the effects of sex, tumor model, tumor metastasis, and strain/species differences. A recently developed IFNLR1 deficient mouse model56 would be an excellent tool to help evaluate how IFN-λ influences nanomedicine delivery. Additionally, it would be beneficial to investigate how a systemic antiviral response to a pathogen like the coronavirus might affect drug distribution and pharmacokinetics. We hope our work begins to bring recognition to the potential anti-cancer utility of type III interferons and their profound effects on drug delivery.