Our results are based on intracranial recordings and stimulations in twenty-seven participants (40.7% female; mean age ± SD: 34.9 ± 10.0 years) diagnosed with focal epilepsy. Each participant provided data from an average of 180 (± 46) electrode sites. The entire dataset encompasses 4864 sites across all subjects, with each adjacent pair stimulated approximately 45 times (with sufficient inter-trial intervals to avoid overlapping effects), while recordings were taken from all other available sites.
We leveraged a recently developed clinical method that involves The brain's functional architecture is intricately shaped by causal connections between its cortical and subcortical structures. Here, we studied 27 participants with 4864 electrodes implanted across the anterior, mediodorsal, and pulvinar thalamic regions, and the cortex. Using data from electrical stimulation procedures and a data-driven approach informed by neurophysiological standards, we dissociated three unique spectral patterns generated by the perturbation of a given brain area. Among these, a novel waveform emerged, marked by delayed-onset slow oscillations in both ipsilateral and contralateral cortices following thalamic stimulations, suggesting a mechanism by which a thalamic site can influence bilateral cortical activity. Moreover, cortical stimulations evoked earlier signals in the thalamus than in other connected cortical areas suggesting that the thalamus receives a copy of signals before they are exchanged across the cortex. Our causal connectivity data can be used to inform biologically-inspired computational models of the functional architecture of the brain.
thalamic recordings in neurosurgical patients undergoing invasive stereotactic electroencephalography (sEEG)5. In this procedure, intracranial electrodes were implanted in three different sites of the thalamus — corresponding to anterior, mediodorsal, and pulvinar nuclei — by extending electrodes initially placed in the cortical areas. This procedure was designed for extended clinical indication without increasing the number of implanted electrodes.
Identifying Common Stable Patterns in Stimulation Evoked Potentials
To determine true physiological effects upon electrical stimulation, we used a non-linear manifold learning algorithm10 integrated with human judgement, based on the spectral information of evoked potentials (EPs) across time and frequencies (Fig. 2a-c). In this approach, we first labeled the data partially and tentatively, i.e., subject to subsequent data-driven corrections, based on two measures of connectivity: (i) trial-averaged power of EPs as a measure of strength, and (ii) inter-trial phase coherence (ITPC) across repeated stimulations as a measure of consistency for the evoked responses11. We applied a semi-supervised machine learning approach to decipher the inherent data structure from this preliminary labelling, and re-classified the data, within each subject, into two separate clusters (Fig. S2): one cluster of data where stimulation of the seed site caused significant EPs in the target site, and another cluster of data where stimulation of the seed site did not cause any significant EPs in the target site. For simplicity, we called these two clusters “activated” and “non-activated”, respectively.
As a result, EPs in the activated cluster were differentiated from the spontaneous activity based on prominent changes in both power and ITPC relative to the baseline (pre-stimulation intrinsic neural activities), and also differentiated from the unnatural signals that we have manually labelled as noise (e.g., stimulation artifact or bad channels) by providing those typical cases. Once all subjects’ EPs were successfully classified as “activated” vs. “non-activated”, we ensured the cluster’s meaningful representation of the data by manually inspecting the original and reconstructed data for every subject. With the machine-learning refined labelling (activated vs. non-activated) as a benchmark, the preliminary activation criteria were re-evaluated for further sanity checks (Table S1).
We next aimed to characterize the prominent electrophysiological properties of the EPs in the “activated” cluster. Dimensionality reduction with uniform manifold approximation and projection (UMAP) revealed that the inherent structure of the data was different for stimulation-recording pairs within the same hemisphere (i.e., ipsilateral) compared to those across the two hemispheres (i.e., contralateral connections). Surprisingly, we also discovered that the inherent structure of the data was different for EPs generated by stimulation of the thalamic sites vs. cortical sites (Fig. 2d; more label mapping can be found in Fig. S3). The thalamic vs. cortical recording sites, however, do not exhibit such obvious differences (Fig. S3c vs. Fig. S3d). We refer to this anatomical features (1. Stimulation from the cortex or thalamus, 2. Ipsilateral or contralateral connections) as UMAP localizers. We then searched for the significant features that set the data apart in the embedding space. To dissociate the data that contain the features of interest, we applied supervised learning with the UMAP localizers as labels. As expected, it resulted in four clusters in the embedding space with distinct spectral patterns, i.e., clusters of thalamic, cortical, ipsilateral, and contralateral EPs (Fig. 2e).
Dissociating Distinct Neural Features in Evoked Responses
Once the four clusters were identified, we used the power and ITPC spectrograms from each cluster for further statistical testing. Cluster-based permutation testing identified the significant time/frequency boundaries of three distinct neural features in the data that we labeled as Feature 1 (F1), Feature 2 (F2), and Feature 3 (F3) as tentatively shown in Fig. 2e by visual identification. Details of statistical testing procedures are presented in the Methods. We summarize the three features as follows (Fig. 3a, b): F1 is characterized by significant increases in power of high frequency activity in the gamma range and the strength of ITPC within the first 10-60ms. Of note, F1 was clearly dissociable from the artifact which was showed as a high-frequency (> 100 Hz) peak power immediately after the stimulation (< 10ms) and lacking signal continuation in both frequency and time dimensions (Fig. S5). F2 is characterizable by an increased power in the theta to alpha range, without phase locking, happening ~ 120 ms upon stimulation. Later than F2 (~ 200 ms post-stimulation), F3 is featured by a prolonged power increase in the theta band, with a phase-locking feature which indicates oscillation (Fig. 4a).
Within-subject comparisons showed that the ipsilateral cortical stimulations compared to contralateral cortical stimulations (i.e., COR-ipsi > COR-contr) caused significantly stronger F1 and F2 signals (Fig. 3b). Similarly, ipsilateral thalamic stimulations compared to contralateral thalamic stimulations (i.e., THAL-ipsi > THAL-contr) caused stronger F1 and F2 signals (Fig. 3b) i.e., stimulations of the thalamic and cortical sites lead to a stronger F1 and F2 signals in ipsilateral (compared to contralateral) brain sites. Of note, F1 was lacking in the contralateral recordings to the thalamic stimulation (i.e., THAL-contr).
Importantly, the EPs generated from thalamic stimulations were distinct from the cortical stimulations by the presence of a strong F3 signal (i.e., higher theta frequency change starting emerging around 165 ms and persisting for about 250 ms (Fig. 3b). By checking the signals in the time domain, combining the evidence of the evoked power and ITPC, we confirmed (i) the presence of oscillatory activity embedded in the F3 signal, and (ii) that the F3 signal is not a delayed F2 or continuation of it. In the time domain, F3 indicates a ~ 5 Hz oscillation, but F2 indicates a wider curve with jittered peaks across sites. In the time-frequency domain, both F2 and F3 share similar power spectrum, but their ITPC pattern differs significantly in that F2 does not have a phase-locking feature (Fig. 4a). Moreover, unlike F2, F3 is lacking in cortical EPs, instead, it is specific to thalamic EPs with both THAL-ipsi and THAL-contr clusters showing this delayed and long-lasting F3 activity.
We then investigated the spectrograms separately for different recording sites. Profiles of THALàCOR, CORàTHAL and CORàCOR in both ipsilateral and contralateral pairs reflected the main results of the UMAP localizers, which showed that the stimulation sites, rather than the recording sites, dominate the spectral features.
Notably, multi-site thalamic coverage enabled us to examine intra- and inter-thalamic causal connectivity at the individual level (Fig. 3c). The results provided unprecedent data from the thalamus where we could compare the connectivity of different thalamic subregions with the available brain recording sites and examine the effect of electrical stimulation of a given thalamus upon the activity of sites in other thalamic subregions within the same or across the other hemisphere (Fig. S7).
Timing and Global Patterns of Connectivity Indicated by Feature Presence
Next, we aimed to understand how each of the three neural features unfolds in time within individual instances of connectivity for the four categories of interest (i.e., COR-ipsi, COR-contr, THAL-ipsi and THAL-contr). The group-averaged spectral information within the significant time windows from the COR-ipsi, COR-contr and THAL-contr categories was used to create the feature template for F1, F2 and F3, respectively (Fig. 4a). Using a sliding-window correlation approach (see details in Methods and illustration in Fig. 4b), we estimated the strength of feature representations (r*) and their presence in time.
Corresponding to the previous group-level cluster-based permutation testing on the spectrograms, the decoding results also showed that both F1 and F2 peaks were seen more strongly for ipsilateral than contralateral EPs (Dr* = 0.11, t = 48.05, pFDR-corr < < 0.01, n-connection [conn.] = 57881, n-subject [sbj.] = 26 for F1, and Dr* = 0.09, t = 44.90, pFDR-corr < < 0.01, n-conn. = 57881, n-sbj. = 26 for F2, using the stimulation category “COR/THAL” as a covariate, corrected for the nested individual, regional and site effects in a hierarchical linear model [HLM]). Additionally, the decoding method was able to provide more precise time information than the previous test, which showed that both F1 and F2 were detected earlier in the EPs responding to cortical versus thalamic stimulation (Dlatency = 5.60 ms, t = 27.20, pFDR-corr < < 0.01, n-conn. = 37444, n-sbj. = 26 for robust F1 [r*>0.4, latency in the 10–100 ms range], and Dlatency = 8.18 ms, t = 22.49, pFDR-corr < < 0.01, n-conn. = 48300, n-sbj. = 26 for robust F2 [r*>0.4, latency in the 70–200 ms range]; using the cross-hemispheric category “ipsi/contr” as a covariate in an HLM).
The decoding results also echoed the previous finding that F3 was seen mainly in evoked potentials pertaining to the thalamic stimulations, with F3 peaking higher in ipsilateral than in contralateral EPs (Dr* = 0.11, t = 48.05, pFDR-corr = 0.02, n-conn. = 6497, n-sbj. = 25), but without significant difference in the latency between ipsilateral and contralateral EPs (Dr* = 5.03 ms, t = 1.86, p = 0.06, n-conn. = 3106, n-sbj. = 25 for robust F3 with r* > 0.5, latency > 200 ms). Additional post-hoc comparisons among sub-groups are presented in Fig. 5 and SI Table S9. The correspondence of the decoding results with the previous group-level spectrogram analysis suggests that our devised feature indices can reliably indicate the presence of the multivariate features with single values.
We further examined the whole-brain spatiotemporal patterns indicated by the three neural features. To do so, we constructed connectivity matrix with each cell filled with the connectivity index of R for indicating the signal strength between two brain regions (R = \(\stackrel{-}{{r}^{*}}\), averaged across the sites where the feature is present in the given regions). By organizing brain areas in the order of anatomical proximity, interesting patterns emerged: (i) the F1 matrix demonstrated a profile of modular connectivity, i.e., higher F1 representation was seen for connections between pairs located within the same hemisphere or lobe and within the ipsilateral thalamus (Fig. 6a, b); (ii) the F2 matrix revealed wide-spread representations across regions and hemispheres and demonstrated that the global architecture of connections based on F2 did not differ much from the F1 matrix. This seems to suggest that F2 is a combination of jittered rebounds following the same paths for the F1 signals (Fig. S10); (iii) unlike the F1 and F2 matrices which have a modular architecture, the F3 was sparsely present among the cortical connections, but largely present in the cortical responses (i.e., widespread and bilateral) associated with thalamic stimulation (Fig. 6f, g).
In a closer examination, we found that F1 corticothalamic and F3 thalamocortical connectivity features had the following unique characteristics in common: (i) F1 responses recorded in the thalamus had widespread and bilateral origins across the brain (i.e., stimulation of many cortical regions bilaterally could evoke responses in the thalamus) (Fig. 6a), and vice versa for F3, the stimulation of a thalamic site would cause widespread cortical areas bilaterally to show delayed slow oscillations (Fig. 6b); and (ii) both corticothalamic F1 and thalamocortical F3 responses were stronger and earlier than corticocortical F1 and corticocortical F3 responses, respectively. The statistical details are presented as below.
We compared the cortical versus thalamic targets responding to the same cortical seed of stimulation in the same participant, and confirmed the F1 responses in the thalamus were earlier and stronger (Dlatency = 2.79 ms, t = 12.74, pFDR-corr < < 0.01, n-conn. = 48446, n-sbj. = 26; Dr* = 0.06, t = 18.20, pFDR-corr < < 0.01, n-conn. = 30965, n-sbj. = 26, with HLM corrected for the covariance effect of cross-hemispheric connections and the nested random effect of 1378 different stimulation sites of different brain areas in all subjects) (Fig. 6a for R matrix, SI Fig. S10 for latency matrix). In other words, stimulation of a given cortical site changed the activity of the thalamus before it changed the activity of its cortical targets (Fig. 5a and SI Table S9 for post-hoc latency comparisons).
Moreover, the F3 matrix revealed that the stimulation of thalamic sites caused delayed low-frequency oscillatory effects (i.e., F3) in a large mantle of the cortex in not only ipsilateral but also contralateral hemispheres (Fig. 6b). By contrast, the F3 feature was only sparsely present with the stimulation of non-thalamic seeds. Importantly, the latency of F3 responses caused by thalamic stimulations was significantly earlier than the non-thalamic seeds (36.27 ms earlier, t = 21.60, pFDR-corr < < 0.01, n-conn. = 20823, corrected for the covariance of cross-hemispheric effect, and the nested random effect of 3041 recording sites of different areas in all subjects with an HLM) (Fig. 5c).
Differential connectivity among thalamic subregions
Up to this point, we have remained agnostic to the specific anatomical location of the thalamic sites where evoked responses were recorded or stimulations were seeded. However, each subject had more than one electrode in the thalamus targeting the anterior, mediodorsal and pulvinar nuceli5. Given that the precise anatomical boundaries of each thalamic nucleus within each subject may be variable and difficult to ascertain with neuroimaging data, and that the field of evoked responses or electrical stimulations may cross the nuclear boundaries, we refrained from labeling our thalamic sites according to specific nuclei, and instead, referred to them as anterior (antTH), middle (midTH), and posterior thalamus (pstTH).
Leveraging the anatomical information of recordings and simulation sites - at the individual level - we compared the connectivity profiles of the three different thalamic sites. This analysis revealed unique site-specific profiles of connectivity between the thalamus and the cerebral cortex (Fig. 6c, d, e). As describing the details of differential connectivity of thalamic sites are outside the scope of this report, we only highlight some of the most salient findings. The full results of pair-wise comparisons among the thalamic subregions for their bi-directional connections with each of the brain regions are provided in the supplementary Table S2-7.
Next, we compared the delayed thalamocortical F3 signal representation map with the ones for early thalamocortical F1 and early corticothalamic F1 maps, with pair-wise comparisons within the same pair of thalamic vs. non-thalamic sites. Using the measure of normalized feature representation \(\stackrel{-}{zscore\left({r}^{*}\right)}\), as shown in Fig. 7 and detailed in Tables S6 and S7, between a subregion of the thalamus and a given brain region of interest, we found significant asymmetry between thalamocortical F3 representations and thalamocortical F1 representations. Many regions had stronger F3 than F1 representations suggesting that the delayed thalamic (F3) outflow is represented across a more widespread cortical areas compared to the fast thalamic (F1) outflow signal (see brain regions with more brown colors in Fig. 7a and positive estimate numbers in Table S6). The same applies to the comparison between thalamocortical F3 and corticothalamic F1 representations. In this comparison, the hippocampus (HPC) was an exception among all other examined brain regions: representation of F1 signals evoked by HPC and recorded in anterior and posterior thalamic sites was stronger than the representation of F3 signals recorded in HPC and evoked by the thalamus, with pair-wise comparisons for the same sites in the regions of interest (Dz = 0.30, t = 2.51, pFDR-corr =0.04, n-conn. = 190, n-sbj. = 21 for antTH; Dz = 0.62, t = 4.72, pFDR-corr < < 0.01, n-conn. = 194, n-sbj. = 18 for pstTH) (Table S7).