3.1 Research on policy and governance aspects of CDR is growing, following the overall growth of the CDR literature, albeit unevenly across different technologies.
We found in total 876 documents that discuss governance and policy aspects of CDR. The literature has grown since the early 90s with an average growth rate of 13% in the past 10 years. Only a small proportion of the overall CDR literature deals with governance, but the share remains stable with 1 to 3% per year (Fig. 3).
Land-based and longer established technologies constitute the largest part (51% of all policy papers) of policy literature, such as afforestation/reforestation (235 publications, 27% of policy papers), soil carbon sequestration (87 publications, 10%), restoration of landscapes such as peatlands (51 publications, 6%) and coastal wetland (blue carbon) management (74, 8%). The general literature that is not specific to any single technology is covered by 297 scientific publications (34%). Technologies where CO2 is either captured from the flue gas of burned bio-material (Bioenergy Carbon Capture and Storage or BECCS) or from ambient air (Direct Air Carbon Capture and Storage or DACCS) and then stored underground are reflected in 9% and 3% of all publications on governance. Only 28 publications (3%) cover ocean alkalinity enhancement.
When compared to the technology distribution of the total CDR literature we found strong differences. Although the CDR literature as a whole strongly focuses on biochar (56% of scientific publications overall), specific research on governance aspects of biochar is almost entirely absent (22 scientific publications, 3% of publications on governance). Afforestation/reforestation on the other hand is more strongly represented in scientific publications on governance, 27% compared to 12% in the total CDR literature. This is not unexpected, as afforestation is one of the oldest CDR technologies (Minx et al., 2018) and is already recognised by many policies and agreements, including mitigation efforts under the Paris Agreement (von Hedemann et al., 2020).
3.2 Recent growth in the literature has focused on national implementation, rather than international agreements. However, ex-post evaluations remain scarce.
The evaluation of climate policies in the CDR literature is split into three broad categories: (1) studies that focus on the framework conditions for policy making (agreements, and governance, strategies and targets); (2) studies on policy instruments themselves (economic and regulatory instruments); and (3) studies on information, education and training. The literature to date has mainly focused on the first (77%) and second (71%) of these categories, while the third has received relatively less attention (23%), respectively. (Note that where articles cover more than one of these areas, we double-count it in the total).
Concerning framework conditions, a large quantity of literature has focused on CDR in the context of international agreements (257 publications, 29%), such as the UNFCCC regime and the Paris Agreement. However, since about 2010, an increasing share of studies is concerned with national policy making contexts (Fig. 3), including the development of national institutions (206 publications, 24%), and national strategies and targets (180 documents, 21%).
Policy instruments refer to studies on economic instruments, such as carbon pricing (179 documents, 20%), subsidies (76 documents, 9%), and direct investments (82 documents, 9%). Interestingly, we find only five studies on non-carbon taxes, which may be relevant in the land sector. In general, we observe a tendency in the literature to focus more on economic instruments compared to regulatory instruments (252 documents, 29%). (Fig. 3), with the latter mainly focusing on spatial and land-use planning and standard setting, see Figure SI 1.
Information, education and training concerns topics such as public information campaigns, education and training, and data transparency around CDR (237 documents, 27%). This overarching category also captures discussions of measurement, reporting and verification (MRV) (139 documents, 16%). MRV will be instrumental for integrating CDR into policy discussions, as it will form the basis for standardised and verified accounts of CO2 storage, its durability and additionality (Schenuit, Gidden, et al., 2023).
Overall, the literature has been relatively stable in terms of its focus on framework conditions, policy instruments and information, education and training. The last five years has started to see a shift away from a focus on international agreements, and more towards national policy making contexts, as might be expected when policies begin to move into an implementation phase. However, we still observe that most scientific publications (821, 94% of all publications) are ex-ante evaluations. Therefore, actual evaluations of implemented policies are still in the minority - similar to other fields of public policy research (Lamb et al., 2020).
3.3 Economic instruments are investigated across all technologies, research on policies of land-based technologies reflect stronger active policies and their implementation
CDR methods are rather diverse in terms of sectors, stakeholders and technologies and thus present distinct policy and implementation challenges. For instance, afforestation requires substantial land resources, whereas DACCS entails substantial energy consumption and the need for storage facilities. Furthermore, technologies vary in their readiness for deployment, from those in the early stages of innovation and research investments (DACCS, biochar), to more mature approaches (afforestation).
Research on economic instruments is high across almost all technologies, from 30–54% of studies per technology, except ocean fertilisation. Specifically, articles tend to focus more on carbon pricing instruments compared to direct investments or subsidies (Figure SI 2). Discussions of carbon pricing are especially prominent for BECCS (54% of all policy papers on BECCS), which is strongly represented in the techno-economic scenario literature (Fuss et al., 2018; Hilaire et al., 2019; Riahi et al., 2022).
Setting strategies and targets and involving institutions such as stakeholders can be important framework conditions for steering policies. However, these discussions have been rather unevenly distributed in the literature to date, with a focus on governance and stakeholder engagement for mainly land-based CDR methods. In fact, studies on afforestation, the restoration of landscapes, soil carbon sequestration and blue carbon with mangrove restoration are primarily focused on topics related to governance, strategies and targets (Fig. 4). Further, for the aforementioned technologies the share of ex-post evaluations is generally higher, from 17% for blue carbon to 39% for restoration of landscapes, compared to other CDR methods, such as BECCS (10% of papers on BECCS investigate ex-post evaluations) or DACCS (3%).
Research covering international agreements is particularly prominent for ocean fertilisation (46%, 13 documents) and afforestation (36%, 84 documents), as both technologies have been the subject of international agreements, including REDD + and other UNFCCC agreements focusing on deforestation and land use emissions, as well as the London Protocol to regulate ocean fertilisation under the International Maritime Organisation.
3.4. Research on CDR policies covers mainly USA, China and Europe
About two thirds of CDR research on policies and governance relates to a specific geographic location. Such place-based research is important as it can consider national or local circumstances that determine the effectiveness of CDR policy implementation.
In total, we find in 525 out of 876 scientific documents refer to place-names in the title/abstract (Fig. 5). That is significantly more compared to the overall research on CDR where only about one third of the documents are place-based research. 109 of those mention more than one country.
89% of place-based studies (466 documents) cover Asia, including China (159 documents), Indonesia (83 documents) and India (73 documents) as the largest focal points. North America is covered in 444 documents, Europe in 411 documents, especially the UK (158 documents) and Norway (47 documents). By contrast, few articles mention locations in Africa (84 documents) and or South America (51 documents), even though these regions are home to highly productive biomes that would support land-based CDR efforts.
While the broader pattern of governance and policy research persists also in place-based research (i.e. with a tendency to focus on economic instruments and framework policies), we find some divergences by region. While the differences are not large we find that international agreements are mentioned 10% more often for Africa and 6% more often for South America than compared to all place-based literature.