We retrospectively reviewed the medical records of 1,709 neonates at ≥35+0 weeks of gestation who were hospitalized in the tertiary referral NICU of Korea University Ansan Hospital between January 2016 and December 2020. Our center is a regional hospital with level III NICU staff and nursing staff experienced in NIV use. During the 5-year period, there were 526 inborn neonates and 1,183 outborn neonates admitted to the NICU. This study was approved by the Institutional Research Ethics Committee of the Korea University Ansan Hospital (2021AS0193). Patient consent was waived due to retrospective study design.
Inclusion and exclusion criteria
The enrollment criteria were as follows: (1) neonates with RD but breathing spontaneously and received respiratory support, and (2) gestational age ≥35+0 weeks. We excluded patients with major congenital/chromosomal anomalies, suspected birth asphyxia, meconium-stained amniotic fluid, spontaneous pneumothorax, suspected pneumonia or sepsis, idiopathic persistent pulmonary hypertension (PPHN), non-pulmonary issues, those intubated in the DR and immediately placed on mechanical ventilation, and those who received primary respiratory therapy at ≥24 h of age.
Perinatal factors and definitions
Perinatal data were collected from the discharge summary report and confirmed by a detailed chart review. The collected information included maternal complications, gestational age, birth weight, size for gestational age, sex, mode of delivery, Apgar scores, the need for resuscitation or surfactant replacement therapy, presence of air leakage requiring thoracentesis, ventilatory support (presence, duration, modes, and type; invasive or noninvasive), duration of oxygen therapy, and days of NICU stay.
Data on symptom onset time, method of oxygen administration, and time to initiation of NIV therapy, which was defined as the time (in hours) between symptom onset and the initiation of NIV at the referred hospital, were collected from the neonatal transport summary.
TTN was diagnosed in the presence of RD with onset within 6 h after birth, defined as respiratory rate >60 breaths/min, grunting, nasal flaring, and intercostal, subcostal, and/or suprasternal retractions. Radiographic features of TTN included bilateral alveolar and interstitial edema, prominent pulmonary vascular pattern with increased perihilar markings, hyperinflated lungs, and/or fluid in the interlobar fissure. RDS was diagnosed based on the presence of at least two of the following symptoms: the need for supplemental oxygen, tachypnea, intercostal retraction, and grunting, with exclusion of other causes of RD. Radiographic features of RDS included low lung volumes and air bronchograms with diffuse, bilateral, and ground glass fields prior to surfactant treatment.
Neonates with RD were divided into two groups depending on their initial oxygen requirement with any NIV modalities; neonates in the mild RD group received a fraction of inspired oxygen (FiO2) ≤30, while infants in the moderate-to-severe RD group received a FiO2 >30.
Respiratory support techniques
Once admitted to the NICU, the neonates were provided primary treatment in the form of four possible NIV devices: nasal CPAP, synchronized nasal intermittent positive pressure ventilation (sNIPPV), BiPAP, and HHFNC. The choice of whether and when to use NIV was at the discretion of the medical team, with no specific unit guideline on the choice of one strategy over another.
CPAP, BiPAP, and sNIPPV modes were delivered using Infant Flow SiPAP (Carefusion, USA) and Medin CNO (Medin Medical Innovations GmbH). To ensure that blood gas analysis results were within the normal range, infants on nasal CPAP received a positive end-expiratory pressure (PEEP) of 5 cm H2O, which was adjusted to 4–7 cm H2O, depending on the infant’s respiratory condition. Infants on BiPAP received a baseline PEEP of 5 cm H2O, a high PEEP of 8 cm H2O, and a respiratory rate of 30/min with an initial inspiratory time (Ti) of 0.5 s. The baseline PEEP was adjusted to 4–7 cm H2O, and high PEEP was adjusted to 7–10 cm H2O. Flow-sNIPPV was delivered with the following parameters: Ti, 0.3–0.35 s; peak inspiratory pressure (PIP), 8–12 cm H2O; PEEP, 4–6 cm H2O; back-up rate, 40 bpm. FiO2 was adjusted in each device until a SpO2 of 88%–94% was maintained.
HHFNC support was delivered using the Optiflow System (Fisher & Paykel Optiflow System, Healthcare, Auckland, New Zealand), with short binasal prongs. Infants received gas flow of 5 L/min initially, which was adjusted to 3–7 L/min, according to their condition.
Outcomes
Adverse outcomes were defined as mechanical ventilation therapy or the incidence of pulmonary air leakage. The latter was defined as pneumothorax or pneumomediastinum with RD that occurred during hospitalization, as diagnosed with chest radiography.
Statistical analysis
All data analyses were performed using SPSS 20.0 for Windows (SPSS Inc., Chicago, IL, USA). Continuous variables were analysed using the t-test and Mann–Whitney U test for normal and skewed distributions, respectively. Proportions were tested using chi-squared and Fisher's exact tests; statistical significance was set at p <0.05. The significant variables identified in the univariate analysis were further assessed using a multivariable logistic regression analysis. Data are presented as mean ± standard deviation (SD), median and range, or rate.