A rapid deployment modular unit (RDM) was used as an environmentally controlled chamber (Figure 1) for this human participant study during Winter and Spring 2021. The study population contained four males and seven females between the age of 18 and 24 (Supplemental table 1). Two high-flow (200 L/min) AerosolSense air samplers (Thermo Fisher Scientific) were placed approximately 1.2 and 3.5 meters from the participants. At the end of each study period, samples from the air samplers (near, far), high-touch surfaces (phone, computer, chair), settling plates (near, far), and human specimens (shallow nasal) were collected and transported to a BSL-2 laboratory on the University of Oregon campus in Eugene, Oregon, USA for further molecular analysis.
Table 1 Study plan for participants that were diagnosed with COVID-19; S1 and S2 refer to experimental setup 1 and setup 2
Set-up
|
1. Physical activity
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2. Removal mechanism
|
3. Relative humidity
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S1
|
10 coughs in 1 minute
|
10 coughs in 1 minute
|
10 coughs in 1 minute
|
S1
|
Speak for 5 minutes
|
Speak for 5 minutes
|
Speak for 5 minutes
|
S1
|
Speak loudly for 5 minutes
|
Speak loudly for 5 minutes
|
Speak loudly for 5 minutes
|
S2
|
1-hour regular sitting
|
1-hour regular sitting
|
1-hour regular sitting
|
S2
|
1-hour standing
|
1-hour sitting at ~9 ACH
|
1-hour sitting at low RH
|
S2
|
30-min sitting silently
|
1-hour sitting at ~3 ACH
|
1-hour sitting at low RH
|
S2
|
30-min sitting speaking
|
1-hour sitting at ~9 ACH
|
1-hour sitting at high RH
|
S2
|
15-min walking on treadmill
|
1-hour sitting at ~4.5 ACH
|
1-hour sitting at high RH
|
S2
|
|
1-hour sitting with HEPA filtration
|
|
Trials were conducted in two different set-ups over three days. Trials with a S1 suffix indicate Setup-1 where both air samplers were placed next to each other for short duration and higher expiratory tests (Figure 1a). During cough trials, participants were instructed to conduct 10 uncovered coughs into an area over the air samplers, particle counters (TSI AeroTrak 9306), and CO2 (Onset HOBO MX1102A) sensors. During speak tests, participants were instructed to conduct continuous vocalization using a standardized CDC defined passage21 (Supplemental document, appendix A) for 5 minutes with normal and higher amplitude at their discretion, respectively22. A S2 suffix indicates trials where participants conducted routine activities at a desk, including sitting and standing, sitting silently, sitting and participating in an online conference meeting, or were invited to walk on treadmill (physical activity day) (Figure 1b).
Near and far field aerosol samples and paired human specimens
To quantify the relationship between viral loads (RNA copies) in human nasal and aerosol samples, we paired the outcome of each aerosol sample collected with its corresponding shallow nasal sample for both near and far AerosolSense samplers during trials when participants were sitting or standing for one hour at ~0 ACH under typical ambient conditions without environmental interventions (routine trials). Figure 2a shows the relationship between nasal viral load and near field and far field aerosol viral load for all routine trials. Note that negative samples are defined with a value of 40 CT.
The coefficients associated with significant regression models presented in Figure 2a indicate that an increase in viral load equivalent to -1 CT in human nasal samples is associated with increased near field viral load of -0.32639 CT (R2 = 0.2276, P = 0.001092) and increased far field viral load of -0.4014 CT (R2 = 0.4026, P = 1.721e-06). The difference of means between the aerosol CT value of near field and far field aerosol samples was 1.0583 CT, whereas far field samples represent lower viral load, however the paired t-test differentiating near field and far field samples was not significant (P = 0.05955) (Figure 2b, note that black solid horizontal line represents median in all box plots). Therefore, we also report the significant coefficient for all nasal and aerosol samples in routine trials which indicates that an increase in viral load equivalent to -1 CT in nasal samples is associated with an increase in room aerosol viral load of -0.36216 CT (R2 = 0.3119, P = 1.675e-08, Supplemental figure 1). Based upon qRT-PCR theory, a -1 CT difference is approximately equivalent to double the viral load23. To our knowledge this is the first reported relationship between environmental aerosol viral load and human viral load in a controlled environment (28,040 L3 room, ~0 ACH, one-hour trials, single COVID-19 positive individual).
In addition to these viral dispersion characteristics, among all routine trials, we found a statistically significant difference between the mean CO2 concentration recorded at near field and far field, whereas CO2 concentrations of near field were 80 PPM higher than in the far field (P = 0.0004009) (Figure 2c). Moreover, analysis of particles for routine trials indicates that there is a statistically significant difference between the number of particles collected in the range of 1-5 µm within the near field versus the far field, as summarized in Figure 2d (expanded in Supplemental figure 2). No statistical difference between near and far field was observed for particles in the range of 0.3-1 and 5-25 µm (Figure 2d) for routine trials.
We explored the relationships between aerosol viral load, particle counts, and CO2 concentration for all routine trials. We did not find any significant correlation between near field aerosol viral load and the corresponding number of near field particles for any size bin for routine trials. As shown in Figure 2e, we identified a significant relationship between aerosol viral load and far field particle counts within the size bin 1-2.5 µm. The significant coefficient in Figure 2e indicates that an increase in far field aerosol viral load equivalent to -1 CT is associated with ~27 more particles in the range of 1-2.5 µm (R2 = 0.1112, P = 0.04313) in the far field. We report a statistically significant positive correlation between the average far field CO2 concentration and the number of particles of 0.3 µm -3µm in far field for routine trials (Supplemental figure 3). Far field data from routine trials suggest that particles of 1 µm -2.5 µm best characterize the variance of far field aerosol viral load. Taken together, our findings about far field particles of 1 µm -2.5 µm, far field CO2 concentration and particles of 0.3 µm -3µm, and the difference between near and far field particles of 1 µm -5 µm provide further evidence of the importance of fine aerosols in the potential for COVID-19 disease transmission in both near and far fields.
High-touch surfaces, settling plates, and paired human specimens
Human specimens were compared to paired samples collected from the participants’ phone (screen), computer (adjacent to keyboard), and chair (described as high-touch surfaces), and from near field settling plates (on participant’s desk) and far field plates (adjacent to far field air sampler). Figure 3a illustrates the significant linear regressions for the viral load (RNA) on each high-touch surface relative to paired nasal samples. Figure 3b illustrates the significant linear regressions for viral load in settling plates (near and far) relative to paired nasal samples. There are no significant differences between the viral loads found in near field and far field setting plates, nor are there significant differences between any of the high-touch surfaces (Supplemental figures 4 & 5). Figure 3c illustrates the significant regressions for all sampling types relative to human nasal samples within a single figure and indicate that high-touch surfaces and aerosol samples have higher viral loads than settling plate surfaces.
High expiratory activity, particles, and aerosol viral load
We find a significant correlation between aerosol viral load associated with high expiratory activities and paired nasal samples whereas an increase in viral load equivalent to -1 CT in human nasal samples is associated with increased immediate field (<1m, Figure 1a) aerosol viral loads as follows: -0.1895 CT (R2 = 0.09058, P = 0.0225) for 1-minute cough tests, -0.2713 CT (R2 = 0.1979, P = 0.00115) for 5-minute speaking tests, and -0.2296 CT (R2 = 0.1796, P = 0.00141) for 5-minute speaking loudly tests (Supplemental figure 6). Furthermore, we find a significant positive relationship between the mean number of immediate field particles during high expiratory activities (Setup 1) in the size ranges 0.3 µm -1 µm (Figure 4a), 1 µm -2.5 µm (Figure 4b), and 10 µm -25 µm (Figure 4e) and the viral load in the immediate field aerosols, while the other particle size bins are not significant (Figure 4).
Interestingly, the 0.3 µm -1 µm size bin indicates the highest correlation coefficient between immediate field particle counts and immediate field aerosol viral load. While the relationship between the particles of 1 µm -2.5 µm and immediate field viral load is significant, there is no significant relationship found for 2.5 µm -3 µm, 3 µm -5 µm and 5 µm -10 µm.
Among high expiratory trials, we observed an increase in immediate field viral load equivalent to -1 CT to be associated with an increase of ~1000 particles of the size 0.3 µm -1 µm, and an increase in ~100 particles of the size 1 µm -2.5 µm, and ~ one particle of the size 10 µm -25 µm in the immediate field. It is important to stress that these results are relevant to immediate field particulates dominated by bioaerosols.
Our findings for immediate field trials support previous research in which SARS-CoV-2 RNA was identified in fine particles5. While we did not find any statistically significant relationship between aerosol viral load and particle counts of 5 µm -25 µm during routine trials in the near field (1.2m) or the far field (3.5 m), during immediate field (<1m) high expiratory trials we identified a significant relationship for large particles (10 µm -25 µm) and immediate field aerosol viral load; we hypothesize that may be due to immediate field respiratory droplets prevalent in high expiratory activities11,13,24.
The impact of ventilation and filtration on aerosol and surface viral load
Indoor air exchange rate, measured in Air Changes per Hour (ACH), has previously been demonstrated to reduce indoor particulates and therefore hypothesized to reduce the concentration of viral aerosols, corresponding inhalation dose, and consequently the probability of indoor occupants acquiring infection25–27. Few studies have measured the relationship between ventilation, filtration and aerosol viral load28. Therefore, we investigated the impact of alternate air exchange rates, using 100% outside air (OSA) and filtration levels during removal mechanism trials. As shown in Table 1, the removal mechanism day began with a baseline ~0 ACH trial, followed by four 100% OSA ventilation trials (two at ~9 ACH and two at ~3 - 4.5 ACH) provided by an exhaust fan (fitted with HEPA filter for infection control). Thereafter, a single trial with two in-room HEPA filters (without OSA) was conducted. All removal mechanism trials and the ~0 ACH control trials were conducted for a duration of one hour. We found a significant difference between control trials and all removal mechanism trials (P = 0.029, Figure 5a). In Figure 5a we show a significant difference between control trials and paired removal mechanism trials, while in Figure 5b we show a significant correlation for all control trials at ~0 ACH and all ventilation trials with 100% OA organized by mean CO2 concentration. Trials with less than ~4.5 ACH (including ~0 ACH trials) were associated with significantly higher aerosol viral loads in the near field when compared with trials greater than ~9 ACH, with a mean difference of -3.6 CT (P = 0.037, unpaired t-test, Figure 5c). Even though the mean difference of aerosol viral load in the far field for trials with less than ~4.5 ACH (including ~0 ACH trials) was higher than trials with greater than ~9 ACH, we did not observe a statistically significant difference for far field aerosol viral load (P = 0.085, unpaired t-test, Figure 5c). When examining total room aerosol viral load (near field and far field together), we report that trials with less than ~4.5 ACH (including ~0 ACH trials) were associated with statistically higher viral load than trials with greater than ~9 ACH, with a mean difference of -3.2 CT (P = 0.01153, unpaired t-test, supplemental figure 9). Our research provides further evidence that improved ventilation is beneficial for both near field and far field aerosol viral load. Given these relationships within this room (Figure 5b), ventilation trials indicate that an increase in ~128 PPM of CO2 concentration corresponds with an increase in aerosol viral load equivalent to -1 CT, thus, approximately a doubling of the viral load. Moreover, filtration trials indicate that there is a significant difference between trials with only in-room HEPA filtration (~1000 m3/hr) and paired control trials at ~0 ACH, whereas HEPA trials have lower viral load equivalent to 3.240741 CT (P = 0.029), thus, approximately an order of magnitude reduction (Figure 5d).
Our results provide evidence that increased air exchange (~9 ACH with 100% OSA) or in-room HEPA filtration (~1000 m3/hr) yields reduced aerosol viral load, and reason therefore suggests these measures are likely to reduce inhalation dose and the probability of infection in indoor spaces. We found no statistical difference between aerosols captured during control trials with ~0ACH and those with ~3 – 4.5 ACH; however, this may be related to limitations in sample size. Among three types of high-touch surfaces collected in this study, increased ACH was associated with lower viral load on participant’s computers, with a mean difference of 4.033908 CT (P = 0.002323) whereas phone and chair samples showed no significant difference with air exchange rate (Supplemental figure 10).
Relative humidity and aerosol viral load
Relative humidity is hypothesized to impact aerosol pathogens and disease transmission in three ways; (1) improved human immune response26 (2) reduced viability in aerosols at relative humidity between 40-60%11,15 , and (3) increased particle deposition29. The structure and behavior of aerosol pathogens, specifically particle size, settling rate, and diffusion, are each affected by relative humidity29,30. In this study, we aimed to measure environmental viral load at different relative humidity conditions. Two dehumidifiers and two humidifiers were used to regulate relative humidity to low and high levels during the “relative humidity” trials. All relative humidity trials were conducted for 1-hour. Each participant’s relative humidity day started with a 1-hour control trial with ~0 ACH and relative humidity at ambient conditions, followed by two 1-hour dehumidification trials and two 1-hour humidification trials. Room aerosol CT values were paired with mean relative humidity values (ranging from 20-70%) recorded for each trial.
Relative humidity trials indicate that an increase of ~11.85% in relative humidity corresponds with a decrease in aerosol viral load equivalent to 1 CT (p = 0.008), thus, approximately a 50% reduction in aerosol viral load, as shown in (Figure 6a). Similarly, an increase of ~10.02% in relative humidity corresponds with an increase in surface (chair, computer, phone) viral load equivalent to -1 CT (p = 0.01) as shown in Figure 6c, consistent with increased particle deposition. Figure 6b shows the significant decrease in aerosol viral load equivalent to 3.28908 CT (paired t-test, P = 0.0002643) for humidification trials as compared to dehumidification trials. Conversely, Figure 6d shows the significant increase in computer surface viral load equivalent to -2.873077 CT (paired t-test, P = 0.01593) for humidification trials as compared to dehumidification trials.
This is one of the first studies that investigated the role of relative humidity on viral RNA in aerosols and surfaces in a realistic setting. Our results suggest that increased relative humidity corresponds with decreased viral load in aerosols and increased viral load on select indoor surfaces, consistent with an increased rate of particle deposition. Since several studies have demonstrated that there is a substantially higher risk for aerosol mediated transmission than fomite mediated transmission31, active humidity control (including humidification, or reduced dehumidification) could be implemented to reduce aerosol mediated COVID-19 transmission risk reduction in indoor spaces. Of course, humidification controls must be properly maintained and managed to avoid condensation and mold propagation.
Limitations
All participants were given the opportunity to opt out of the study at any time, thus two subjects only completed the first day of study. There were some modest inconsistencies between trial durations in order to accommodate participants’ needs. Not all participants walked on the treadmill, and some walked at different speeds or for different durations. While this was an extensive study design, conducted over three days per participants, the total number of unique participants (n=11), and limited age range (18-24 years of age) of participants, presents some limitations to generalizability. RNA samples were not assessed for viability.